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ALPS O'Shares U.S. Quality Dividend ETF

85 hedge funds and large institutions have $314M invested in ALPS O'Shares U.S. Quality Dividend ETF in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 42 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 21

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

15% more capital invested

Capital invested by funds: $274M → $314M (+$39.9M)

4% more funds holding

Funds holding: 8285 (+3)

2.21% more ownership

Funds ownership: 50.86%53.07% (+2.2%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
85
Holders Change
+3
Holders Change %
+3.66%
% of All Funds
1.67%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
13
Increased
42
Reduced
21
Closed
8
Calls
$2K
Puts
Net Calls
+$2K
Net Calls Change
+$2K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$51.7M +$10.8M +305,806 +28%
Morgan Stanley
2
Morgan Stanley
New York
$34M +$515K +14,526 +2%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$27.1M -$1.89M -53,364 -7%
UBS Group
4
UBS Group
Switzerland
$21.7M +$325K +9,168 +2%
Bank of America
5
Bank of America
North Carolina
$17.2M +$637K +17,984 +4%
AIM
6
Astor Investment Management
Illinois
$16.5M -$1.46M -41,317 -8%
LPL Financial
7
LPL Financial
California
$15.3M +$1.83M +51,673 +14%
BFA
8
Beaumont Financial Advisors
Massachusetts
$13.2M -$2.41M -68,003 -16%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$12.9M +$10.4M +292,417 +485%
GFPC
10
Global Financial Private Capital
Florida
$11.4M -$732K -20,661 -6%
AIP
11
Ahrens Investment Partners
Louisiana
$8.59M +$705K +19,897 +9%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$8.04M +$276K +7,787 +4%
AWM
13
AE Wealth Management
Kansas
$6.24M +$938K +26,463 +18%
PAG
14
Private Advisor Group
New Jersey
$5.98M -$874K -24,650 -13%
SS
15
Simplicity Solutions
Minnesota
$5.9M +$975K +27,517 +21%
EH
16
Equitable Holdings
New York
$5.59M +$5.41M +152,732 New
RJA
17
Raymond James & Associates
Florida
$5.59M -$445K -12,565 -8%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.87M +$139K +3,916 +4%
AG
19
Advisor Group
Arizona
$3.38M +$266K +7,509 +9%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$2.49M +$176K +4,955 +8%
CT
21
Caldwell Trust
Florida
$1.93M +$1.87M +52,682 New
GM
22
GeoWealth Management
Illinois
$1.88M +$1.58M +44,512 +656%
LNC
23
Lincoln National Corp
Pennsylvania
$1.81M +$124K +3,493 +8%
CFA
24
Carroll Financial Associates
North Carolina
$1.76M +$104K +2,941 +7%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.45M +$65.7K +1,853 +5%

OUSA Hedge Fund Activity: Q4 2019 in Review

85 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares U.S. Quality Dividend ETF (OUSA) for Q4 2019, worth a combined $314M — up 15% from $274M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new OUSA positions and 8 closed out — a net gain of 5 holders — while 42 added to existing stakes and 21 trimmed.

The largest buyer was Wells Fargo, adding an estimated $10.8M. The largest seller was Glovista Investments, exiting entirely with an estimated $7.87M sold.

  • 85 institutional investors held ALPS O'Shares U.S. Quality Dividend ETF (OUSA) as of Q4 2019, up from 82 in Q3 2019.
  • Funds reported $314M of ALPS O'Shares U.S. Quality Dividend ETF stock for Q4 2019, up 15% quarter-over-quarter.
  • 13 funds opened new ALPS O'Shares U.S. Quality Dividend ETF positions in Q4 2019 and 8 closed out, a net change of +5 holders.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF buyer in Q4 2019 was Wells Fargo, an estimated $10.8M added.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF seller in Q4 2019 was Glovista Investments, an estimated $7.87M sold.

Based on aggregated 13F filings for Q4 2019.