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ALPS O'Shares U.S. Quality Dividend ETF

35 hedge funds and large institutions have $66.6M invested in ALPS O'Shares U.S. Quality Dividend ETF in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

100% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 8

25% more capital invested

Capital invested by funds: $53.5M → $66.6M (+$13.1M)

17% more funds holding

Funds holding: 3035 (+5)

3.1% less ownership

Funds ownership: 26.27%23.17% (-3.1%)

99% less call options, than puts

Call options by funds: $4K | Put options by funds: $354K

Holders
35
Holders Change
+5
Holders Change %
+16.67%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
16
Reduced
8
Closed
2
Calls
$4K
Puts
$354K
Net Calls
-$350K
Net Calls Change
-$350K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.6M +$5.53M +198,871 +49%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$12.2M -$877K -31,517 -7%
BFA
3
Beaumont Financial Advisors
Massachusetts
$7.57M -$168K -6,025 -2%
UBS Group
4
UBS Group
Switzerland
$6.97M +$1.25M +45,027 +22%
RJA
5
Raymond James & Associates
Florida
$3.03M +$1.04M +37,340 +51%
PAG
6
Private Advisor Group
New Jersey
$2.8M +$1.24M +44,518 +76%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.74M -$191K -6,881 -6%
IA
8
IFP Advisors
Florida
$2.45M +$566K +20,342 +29%
LPL Financial
9
LPL Financial
California
$2.01M +$1.32M +47,341 +176%
Jane Street
10
Jane Street
New York
$1.52M +$917K +32,956 +147%
FAAS
11
First Allied Advisory Services
California
$1.4M +$146K +5,231 +11%
PP
12
Pension Partners
New York
$1.07M +$1.09M +39,175 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$705K +$45.5K +1,634 +7%
CIM
14
Cetera Investment Management
California
$638K -$70.5K -2,535 -10%
AG
15
Advisor Group
Arizona
$601K +$117K +4,210 +24%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$589K +$357K +12,822 +148%
Citadel Advisors
17
Citadel Advisors
Florida
$450K +$456K +16,407 New
Wolverine Trading
18
Wolverine Trading
Illinois
$418K +$427K +15,346 New
OC
19
Oppenheimer & Co
New York
$413K +$73.8K +2,652 +21%
ACM
20
Argentus Capital Management
Texas
$404K -$39.4K -1,417 -9%
Wells Fargo
21
Wells Fargo
California
$319K +$324K +11,646 New
CWM
22
Concert Wealth Management
California
$296K +$302K +10,865 New
Koshinski Asset Management
23
Koshinski Asset Management
Illinois
$286K +$290K +10,432 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$267K -$261K -9,391 -49%
MFS
25
MSI Financial Services
Massachusetts
$261K +$145K +5,224 +121%

OUSA Hedge Fund Activity: Q3 2016 in Review

35 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares U.S. Quality Dividend ETF (OUSA) for Q3 2016, worth a combined $66.6M — up 25% from $53.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new OUSA positions and 2 closed out — a net gain of 5 holders — while 16 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.53M. The largest seller was Envestnet Asset Management, cutting an estimated $877K.

  • 35 institutional investors held ALPS O'Shares U.S. Quality Dividend ETF (OUSA) as of Q3 2016, up from 30 in Q2 2016.
  • Funds reported $66.6M of ALPS O'Shares U.S. Quality Dividend ETF stock for Q3 2016, up 25% quarter-over-quarter.
  • 7 funds opened new ALPS O'Shares U.S. Quality Dividend ETF positions in Q3 2016 and 2 closed out, a net change of +5 holders.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF buyer in Q3 2016 was Morgan Stanley, an estimated $5.53M added.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF seller in Q3 2016 was Envestnet Asset Management, an estimated $877K sold.

Based on aggregated 13F filings for Q3 2016.