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ALPS O'Shares U.S. Quality Dividend ETF

54 hedge funds and large institutions have $180M invested in ALPS O'Shares U.S. Quality Dividend ETF in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

8% more funds holding

Funds holding: 5054 (+4)

1.71% less ownership

Funds ownership: 46.14%44.43% (-1.7%)

5% less capital invested

Capital invested by funds: $190M → $180M (-$10.4M)

39% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 23

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
54
Holders Change
+4
Holders Change %
+8%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
14
Reduced
23
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$29.2M -$909K -28,377 -3%
Wells Fargo
2
Wells Fargo
California
$22.8M -$7.96M -248,637 -26%
Morgan Stanley
3
Morgan Stanley
New York
$22.2M -$717K -22,406 -3%
BFA
4
Beaumont Financial Advisors
Massachusetts
$19.1M -$943K -29,436 -5%
AIM
5
Astor Investment Management
Illinois
$16.3M -$5.59M -174,619 -26%
GFPC
6
Global Financial Private Capital
Florida
$13.6M -$9.99M -312,055 -43%
LPL Financial
7
LPL Financial
California
$9.79M -$121K -3,775 -1%
UBS Group
8
UBS Group
Switzerland
$6.49M +$90.2K +2,817 +1%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$6.22M -$676K -21,105 -10%
PAG
10
Private Advisor Group
New Jersey
$5.46M +$3.91M +121,964 +273%
RJA
11
Raymond James & Associates
Florida
$4M -$24K -750 -0.6%
AWM
12
AE Wealth Management
Kansas
$3.6M +$700K +21,863 +25%
SS
13
Simplicity Solutions
Minnesota
$2.5M -$241K -7,538 -9%
PP
14
Pension Partners
New York
$1.98M +$8.29K +259 +0.4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.88M -$29.8K -932 -2%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.54M -$443K -13,834 -23%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.24M -$934K -29,169 -43%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.17M +$1.12K +35 +0.1%
APA
19
American Portfolios Advisors
New York
$900K +$72.1K +2,252 +9%
AG
20
Advisor Group
Arizona
$895K +$69.7K +2,176 +9%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$784K -$166K -5,197 -18%
LNC
22
Lincoln National Corp
Pennsylvania
$733K +$57.1K +1,782 +9%
AI
23
Atria Investments
North Carolina
$656K -$73.2K -2,287 -10%
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$630K -$621K -19,399 -50%
FHA
25
Flagship Harbor Advisors
Massachusetts
$570K -$3.27K -102 -0.6%

OUSA Hedge Fund Activity: Q3 2018 in Review

54 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares U.S. Quality Dividend ETF (OUSA) for Q3 2018, worth a combined $180M — down 5.5% from $190M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new OUSA positions and 8 closed out — a net gain of 4 holders — while 14 added to existing stakes and 23 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $3.91M. The largest seller was Global Financial Private Capital, cutting an estimated $9.99M.

  • 54 institutional investors held ALPS O'Shares U.S. Quality Dividend ETF (OUSA) as of Q3 2018, up from 50 in Q2 2018.
  • Funds reported $180M of ALPS O'Shares U.S. Quality Dividend ETF stock for Q3 2018, down 5.5% quarter-over-quarter.
  • 12 funds opened new ALPS O'Shares U.S. Quality Dividend ETF positions in Q3 2018 and 8 closed out, a net change of +4 holders.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF buyer in Q3 2018 was Private Advisor Group, an estimated $3.91M added.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF seller in Q3 2018 was Global Financial Private Capital, an estimated $9.99M sold.

Based on aggregated 13F filings for Q3 2018.