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ALPS O'Shares U.S. Quality Dividend ETF

50 hedge funds and large institutions have $190M invested in ALPS O'Shares U.S. Quality Dividend ETF in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less ownership

Funds ownership: 48.14%46.14% (-2%)

12% less capital invested

Capital invested by funds: $216M → $190M (-$26M)

16% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 19

17% less funds holding

Funds holding: 6050 (-10)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

56% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 18

Holders
50
Holders Change
-10
Holders Change %
-16.67%
% of All Funds
1.14%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
8
Increased
16
Reduced
19
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$29M +$946K +30,943 +3%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$28.2M +$1.27M +41,384 +5%
GFPC
3
Global Financial Private Capital
Florida
$22.3M +$1.8M +58,818 +9%
Morgan Stanley
4
Morgan Stanley
New York
$21.5M -$1.73M -56,459 -7%
AIM
5
Astor Investment Management
Illinois
$20.6M +$1.42M +46,466 +7%
BFA
6
Beaumont Financial Advisors
Massachusetts
$18.8M +$2.7M +88,426 +17%
LPL Financial
7
LPL Financial
California
$9.29M -$714K -23,347 -7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$6.47M -$616K -20,145 -9%
UBS Group
9
UBS Group
Switzerland
$5.99M -$1.17M -38,148 -16%
RJA
10
Raymond James & Associates
Florida
$3.77M +$12.6K +411 +0.3%
AWM
11
AE Wealth Management
Kansas
$2.71M +$165K +5,389 +7%
SS
12
Simplicity Solutions
Minnesota
$2.57M +$234K +7,655 +10%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.06M -$65.3K -2,135 -3%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.87M -$445K -14,545 -19%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.78M
PAG
16
Private Advisor Group
New Jersey
$1.37M -$2.03M -66,476 -60%
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.19M -$246K -8,053 -17%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.09M -$20.9K -683 -2%
CWM
19
Cornerstone Wealth Management
Missouri
$994K +$933K +30,506 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$894K -$6.18K -202 -0.7%
APA
21
American Portfolios Advisors
New York
$774K -$83.9K -2,743 -10%
AG
22
Advisor Group
Arizona
$771K -$84.3K -2,755 -10%
AI
23
Atria Investments
North Carolina
$685K +$66.1K +2,160 +11%
LNC
24
Lincoln National Corp
Pennsylvania
$632K +$27.4K +897 +5%
FHA
25
Flagship Harbor Advisors
Massachusetts
$535K

OUSA Hedge Fund Activity: Q2 2018 in Review

50 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares U.S. Quality Dividend ETF (OUSA) for Q2 2018, worth a combined $190M — down 12% from $216M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of OUSA and 8 opened new positions — a net loss of 10 holders — while 19 trimmed existing stakes and 16 added.

The largest buyer was Beaumont Financial Advisors, adding an estimated $2.7M. The largest seller was Steinberg Global Asset Management, exiting entirely with an estimated $15.7M sold.

  • 50 institutional investors held ALPS O'Shares U.S. Quality Dividend ETF (OUSA) as of Q2 2018, down from 60 in Q1 2018.
  • Funds reported $190M of ALPS O'Shares U.S. Quality Dividend ETF stock for Q2 2018, down 12% quarter-over-quarter.
  • 8 funds opened new ALPS O'Shares U.S. Quality Dividend ETF positions in Q2 2018 and 18 closed out, a net change of -10 holders.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF buyer in Q2 2018 was Beaumont Financial Advisors, an estimated $2.7M added.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF seller in Q2 2018 was Steinberg Global Asset Management, an estimated $15.7M sold.

Based on aggregated 13F filings for Q2 2018.