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ALPS O'Shares U.S. Quality Dividend ETF

48 hedge funds and large institutions have $193M invested in ALPS O'Shares U.S. Quality Dividend ETF in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 15

3% more capital invested

Capital invested by funds: $187M → $193M (+$5.62M)

0.21% less ownership

Funds ownership: 45.23%45.01% (-0.21%)

4% less funds holding

Funds holding: 5048 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
48
Holders Change
-2
Holders Change %
-4%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
4
Increased
24
Reduced
15
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$25.5M +$604K +20,322 +2%
Morgan Stanley
2
Morgan Stanley
New York
$22.7M -$1.33M -44,787 -6%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$19.7M +$1.93M +64,988 +11%
UBS Group
4
UBS Group
Switzerland
$18.9M -$815K -27,426 -4%
AIM
5
Astor Investment Management
Illinois
$18.9M -$167K -5,606 -0.9%
GFPC
6
Global Financial Private Capital
Florida
$17.5M +$977K +32,859 +6%
BCM
7
Brookstone Capital Management
Illinois
$10.5M -$1.02M -34,367 -9%
BFA
8
Beaumont Financial Advisors
Massachusetts
$10.3M +$1M +33,678 +11%
LPL Financial
9
LPL Financial
California
$10.2M +$49.2K +1,655 +0.5%
RJA
10
Raymond James & Associates
Florida
$7.73M -$1.38M -46,471 -15%
PAG
11
Private Advisor Group
New Jersey
$4.33M -$49.3K -1,658 -1%
SG Americas Securities
12
SG Americas Securities
New York
$3.28M -$1.07M -36,087 -25%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.42M +$805K +27,093 +51%
AWM
14
AE Wealth Management
Kansas
$2.39M -$65.6K -2,208 -3%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.96M +$2.2K +74 +0.1%
PP
16
Pension Partners
New York
$1.74M +$185K +6,215 +12%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.37M +$174K +5,850 +15%
RPG
18
Risk Paradigm Group
Texas
$1.26M -$83.8K -2,819 -6%
IA
19
IFP Advisors
Florida
$1.07M -$149K -5,011 -12%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.03M +$236K +7,939 +31%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$999K +$84.1K +2,831 +9%
AG
22
Advisor Group
Arizona
$856K +$83.8K +2,821 +11%
Ameriprise
23
Ameriprise
Minnesota
$839K +$825K +27,745 New
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$805K +$40.2K +1,353 +5%
MML Investors Services
25
MML Investors Services
Massachusetts
$799K +$61.8K +2,081 +9%

OUSA Hedge Fund Activity: Q3 2017 in Review

48 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares U.S. Quality Dividend ETF (OUSA) for Q3 2017, worth a combined $193M — up 3% from $187M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of OUSA and 4 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 24 added.

The largest buyer was Envestnet Asset Management, adding an estimated $1.93M. The largest seller was Simplicity Solutions, exiting entirely with an estimated $2.3M sold.

  • 48 institutional investors held ALPS O'Shares U.S. Quality Dividend ETF (OUSA) as of Q3 2017, down from 50 in Q2 2017.
  • Funds reported $193M of ALPS O'Shares U.S. Quality Dividend ETF stock for Q3 2017, up 3% quarter-over-quarter.
  • 4 funds opened new ALPS O'Shares U.S. Quality Dividend ETF positions in Q3 2017 and 6 closed out, a net change of -2 holders.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF buyer in Q3 2017 was Envestnet Asset Management, an estimated $1.93M added.
  • The largest ALPS O'Shares U.S. Quality Dividend ETF seller in Q3 2017 was Simplicity Solutions, an estimated $2.3M sold.

Based on aggregated 13F filings for Q3 2017.