We are live on ! Find out more
OCSL icon

Oaktree Specialty Lending

149 hedge funds and large institutions have $418M invested in Oaktree Specialty Lending in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 64 increasing their positions, 43 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 43

35% more call options, than puts

Call options by funds: $2.1M | Put options by funds: $1.55M

1.76% less ownership

Funds ownership: 22.72%20.96% (-1.8%)

7% less funds holding

Funds holding: 161149 (-12)

14% less capital invested

Capital invested by funds: $484M → $418M (-$66.4M)

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

37% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 30

Holders
149
Holders Change
-12
Holders Change %
-7.45%
% of All Funds
4.32%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.2%
New
19
Increased
64
Reduced
43
Closed
30
Calls
$2.1M
Puts
$1.55M
Net Calls
+$546K
Net Calls Change
-$746K
Name Holding Trade Value Shares
Change
Change in
Stake
PWP
101
Private Wealth Partners
California
$209K +$2.92K +100 +1%
PPA
102
Parametric Portfolio Associates
Washington
$207K -$1.15M -39,535 -84%
PG
103
PEAK6 Group
Illinois
$204K +$213K +7,283 +6,503%
PAG
104
Private Advisor Group
New Jersey
$197K +$350 +12 +0.2%
FAAS
105
First Allied Advisory Services
California
$194K +$39.5K +1,353 +24%
Stifel Financial
106
Stifel Financial
Missouri
$190K -$144K -4,933 -42%
UCFA
107
United Capital Financial Advisors
Texas
$185K +$197K +6,735 New
CGT
108
Capital Guardian Trust
California
$182K
CL
109
CPWM LLC
Washington
$178K +$50K +1,711 +36%
M&T Bank
110
M&T Bank
New York
$174K +$184K +6,315 New
California Public Employees Retirement System
111
California Public Employees Retirement System
California
$156K +$2.95K +101 +2%
Envestnet Asset Management
112
Envestnet Asset Management
Illinois
$143K +$54.3K +1,859 +56%
NPC
113
National Planning Corporation
California
$142K -$268K -9,191 -64%
VRS
114
Virginia Retirement Systems
Virginia
$137K
NES
115
New England Securities
New York
$131K +$133K +4,550 +2,275%
WRM
116
Westport Resources Management
Connecticut
$130K +$43.9K +1,504 +47%
CMBA
117
C.M. Bidwell & Associates
Hawaii
$128K -$43.9K -1,502 -24%
MC
118
Moors & Cabot
Massachusetts
$116K +$19.7K +676 +19%
KeyBank National Association
119
KeyBank National Association
Ohio
$110K
Jane Street
120
Jane Street
New York
$109K -$43.8K -1,499 -27%
OC
121
Oppenheimer & Co
New York
$109K
BCM
122
Buckhead Capital Management
Georgia
$107K +$114K +3,895 New
CAS
123
CTC Alternative Strategies
Illinois
$106K +$113K +3,867 New
RCM
124
Rotella Capital Management
Washington
$106K +$112K +3,833 New
Creative Planning
125
Creative Planning
Kansas
$103K +$10.5K +360 +11%

OCSL Hedge Fund Activity: Q3 2014 in Review

149 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Oaktree Specialty Lending (OCSL) for Q3 2014, worth a combined $418M — down 14% from $484M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of OCSL and 19 opened new positions — a net loss of 11 holders — while 43 trimmed existing stakes and 64 added.

The largest buyer was Delphi Financial Group, adding an estimated $13.1M. The largest seller was Northern Trust, cutting an estimated $13.4M.

  • 149 institutional investors held Oaktree Specialty Lending (OCSL) as of Q3 2014, down from 161 in Q2 2014.
  • Funds reported $418M of Oaktree Specialty Lending stock for Q3 2014, down 14% quarter-over-quarter.
  • 19 funds opened new Oaktree Specialty Lending positions in Q3 2014 and 30 closed out, a net change of -11 holders.
  • The largest Oaktree Specialty Lending buyer in Q3 2014 was Delphi Financial Group, an estimated $13.1M added.
  • The largest Oaktree Specialty Lending seller in Q3 2014 was Northern Trust, an estimated $13.4M sold.

Based on aggregated 13F filings for Q3 2014.