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NXG NextGen Infrastructure Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bulldog Investors
1
Bulldog Investors
New Jersey
$7.67M -$3.33M -45,704 -31%
Advisors Asset Management
2
Advisors Asset Management
Colorado
$5.1M -$752K -10,327 -13%
Icon Advisers
3
Icon Advisers
Colorado
$1.65M +$1.63M +22,330 New
Raymond James & Associates
4
Raymond James & Associates
Florida
$1.08M -$519K -7,128 -33%
Stifel Financial
5
Stifel Financial
Missouri
$849K +$147K +2,024 +21%
Oppenheimer & Co
6
Oppenheimer & Co
New York
$842K -$2.62K -36 -0.3%
Morgan Stanley
7
Morgan Stanley
New York
$754K +$95K +1,305 +15%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$575K -$140K -1,921 -20%
Wells Fargo
9
Wells Fargo
California
$424K +$114K +1,572 +38%
Raymond James Trust
10
Raymond James Trust
Florida
$395K -$39.7K -545 -9%
Invesco
11
Invesco
Georgia
$353K -$363K -4,983 -51%
Ladenburg Thalmann Financial Services
12
Ladenburg Thalmann Financial Services
Florida
$348K -$16.7K -230 -5%
Thomas J. Herzfeld Advisors
13
Thomas J. Herzfeld Advisors
Florida
$238K – – –
Advisor Group
14
Advisor Group
Arizona
$118K +$14.2K +195 +14%
UBS Group
15
UBS Group
Switzerland
$80K +$21.9K +301 +38%
Baystate Wealth Management
16
Baystate Wealth Management
Massachusetts
$20K – – –
IFP Advisors
17
IFP Advisors
Florida
$13K – – –
Financial Architects (New Jersey)
18
Financial Architects (New Jersey)
New Jersey
$7K – – –
Sit Investment Associates
19
Sit Investment Associates
Minnesota
– -$619K -8,907 Closed
Laurion Capital Management
20
Laurion Capital Management
New York
– -$425K -6,131 Closed
Citigroup
21
Citigroup
New York
– -$365K -5,266 Closed
TC
22
TFS Capital
Pennsylvania
– -$185K -2,662 Closed
D.A. Davidson & Co
23
D.A. Davidson & Co
Montana
– -$17K -250 Closed