|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$10.4M
|
-$625K
|
-9,224
|
-6%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$5.52M
|
+$498K
|
+7,352
|
+10%
|
|
|
3
|
Raymond James & Associates
St Petersburg,
Florida
|
$1.52M
|
+$163K
|
+2,406
|
+12%
|
|
|
4
|
Oppenheimer & Co
New York
|
$796K
|
+$79.3K
|
+1,169
|
+11%
|
|
|
5
|
|
$680K
|
-$23.5K
|
-347
|
-3%
|
|
|
6
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$675K
|
+$30.2K
|
+446
|
+5%
|
|
|
7
|
Stifel Financial
St. Louis,
Missouri
|
$659K
|
-$9.02K
|
-133
|
-1%
|
|
|
8
|
|
$620K
|
-$28.5K
|
-420
|
-4%
|
|
|
9
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$619K
|
+$353K
|
+5,209
|
+141%
|
|
|
10
|
Laurion Capital Management
New York
|
$425K
|
+$416K
|
+6,131
|
New
|
|
|
11
|
Raymond James Trust
St. Petersburg,
Florida
|
$410K
|
–
|
–
|
–
|
|
|
12
|
|
$365K
|
+$357K
|
+5,266
|
New
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$344K
|
+$15K
|
+221
|
+5%
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$291K
|
+$56.1K
|
+827
|
+25%
|
|
|
15
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$224K
|
–
|
–
|
–
|
|
|
16
|
TFS Capital
West Chester,
Pennsylvania
|
$185K
|
+$180K
|
+2,662
|
New
|
|
|
17
|
Advisor Group
Phoenix,
Arizona
|
$97K
|
+$49.4K
|
+729
|
+108%
|
|
|
18
|
UBS Group
Zurich,
Switzerland
|
$55K
|
-$43.3K
|
-638
|
-45%
|
|
|
19
|
Baystate Wealth Management
Boston,
Massachusetts
|
$19K
|
+$18.6K
|
+275
|
New
|
|
|
20
|
D.A. Davidson & Co
Great Falls,
Montana
|
$17K
|
–
|
–
|
–
|
|
|
21
|
IFP Advisors
Tampa,
Florida
|
$12K
|
–
|
–
|
–
|
|
|
22
|
MSI Financial Services
Springfield,
Massachusetts
|
$8K
|
+$7.12K
|
+105
|
+1,167%
|
|
|
23
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$7K
|
–
|
–
|
–
|
|
|
24
|
Matisse Capital
Portland,
Oregon
|
–
|
-$1.38M
|
-20,890
|
Closed
|
|
|
25
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
–
|
-$7K
|
-100
|
Closed
|
|
