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NXG NextGen Infrastructure Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Guggenheim Capital
1
Guggenheim Capital
Illinois
$4.37M -$384K -4,462 -8%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.8M -$61.5K -716 -2%
Morgan Stanley
3
Morgan Stanley
New York
$2.65M -$507K -5,896 -16%
Advisors Asset Management
4
Advisors Asset Management
Colorado
$1.98M -$728K -8,465 -27%
Invesco
5
Invesco
Georgia
$1.91M +$189K +2,193 +11%
Raymond James & Associates
6
Raymond James & Associates
Florida
$921K +$576K +6,699 +165%
Thompson Siegel & Walmsley
7
Thompson Siegel & Walmsley
Virginia
$812K – – –
Wolverine Asset Management
8
Wolverine Asset Management
Illinois
$699K -$111K -1,294 -14%
Cetera Advisor Networks
9
Cetera Advisor Networks
California
$632K +$100K +1,166 +19%
Oppenheimer & Co
10
Oppenheimer & Co
New York
$450K +$452K +5,254 New
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
$330K – – –
Stifel Financial
12
Stifel Financial
Missouri
$322K +$15.6K +182 +5%
LPL Financial
13
LPL Financial
California
$321K -$164K -1,912 -34%
Virtu KCG Holdings
14
Virtu KCG Holdings
New York
$202K -$78.5K -913 -28%
Wells Fargo
15
Wells Fargo
California
$132K +$120K +1,391 +953%
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
$128K +$89K +1,035 +226%
UBS Group
17
UBS Group
Switzerland
$119K -$44.4K -517 -27%
Bank of America
18
Bank of America
North Carolina
$101K -$21.5K -250 -18%
American International Group
19
American International Group
New York
$15.6K -$5.42K -63 -26%
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$11K +$10.7K +125 New
Citigroup
21
Citigroup
New York
$10K -$5.67K -66 -36%
B. Riley Wealth Advisors
22
B. Riley Wealth Advisors
Florida
– -$33K -388 Closed