|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$10.5M
|
+$1.73M
|
+26,681
|
+20%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$4.78M
|
-$151K
|
-2,337
|
-3%
|
|
|
3
|
Matisse Capital
Portland,
Oregon
|
$1.38M
|
-$170K
|
-2,625
|
-11%
|
|
|
4
|
Raymond James & Associates
St Petersburg,
Florida
|
$1.28M
|
-$86.1K
|
-1,329
|
-6%
|
|
|
5
|
Oppenheimer & Co
New York
|
$680K
|
+$143K
|
+2,200
|
+27%
|
|
|
6
|
|
$669K
|
-$298K
|
-4,593
|
-31%
|
|
|
7
|
Stifel Financial
St. Louis,
Missouri
|
$635K
|
+$170K
|
+2,627
|
+38%
|
|
|
8
|
|
$617K
|
+$38.6K
|
+596
|
+7%
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$613K
|
+$27.4K
|
+423
|
+5%
|
|
|
10
|
Raymond James Trust
St. Petersburg,
Florida
|
$390K
|
+$15.6K
|
+241
|
+4%
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$312K
|
+$1.36K
|
+21
|
+0.4%
|
|
|
12
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$245K
|
+$240K
|
+3,698
|
New
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$222K
|
+$106K
|
+1,634
|
+95%
|
|
|
14
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$213K
|
-$13K
|
-200
|
-6%
|
|
|
15
|
UBS Group
Zurich,
Switzerland
|
$94K
|
+$6.09K
|
+94
|
+7%
|
|
|
16
|
Advisor Group
Phoenix,
Arizona
|
$45K
|
–
|
–
|
–
|
|
|
17
|
D.A. Davidson & Co
Great Falls,
Montana
|
$16K
|
+$16.2K
|
+250
|
New
|
|
|
18
|
IFP Advisors
Tampa,
Florida
|
$11K
|
–
|
–
|
–
|
|
|
19
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$7K
|
–
|
–
|
–
|
|
|
20
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
$7K
|
–
|
–
|
–
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$6K
|
+$5.64K
|
+87
|
New
|
|
|
22
|
Creative Planning
Overland Park,
Kansas
|
$2K
|
+$2.14K
|
+33
|
New
|
|
|
23
|
MSI Financial Services
Springfield,
Massachusetts
|
$1K
|
+$583
|
+9
|
New
|
|
|
24
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$583K
|
-9,307
|
Closed
|
|
|
25
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$532K
|
-8,492
|
Closed
|
|
