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NXG NextGen Infrastructure Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Guggenheim Capital
1
Guggenheim Capital
Illinois
$5.87M +$1.66M +14,572 +37%
Advisors Asset Management
2
Advisors Asset Management
Colorado
$3.61M -$321K -2,816 -8%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.6M +$180K +1,582 +5%
Morgan Stanley
4
Morgan Stanley
New York
$3.4M +$1.44M +12,639 +69%
Invesco
5
Invesco
Georgia
$2.08M +$503K +4,415 +30%
Thompson Siegel & Walmsley
6
Thompson Siegel & Walmsley
Virginia
$1.04M – – –
Stifel Financial
7
Stifel Financial
Missouri
$1.03M +$120K +1,054 +13%
LPL Financial
8
LPL Financial
California
$902K -$77K -675 -7%
Cetera Advisor Networks
9
Cetera Advisor Networks
California
$615K +$38K +333 +6%
Thomas J. Herzfeld Advisors
10
Thomas J. Herzfeld Advisors
Florida
$402K – – –
Virtu KCG Holdings
11
Virtu KCG Holdings
New York
$401K +$111K +973 +36%
Deutsche Bank
12
Deutsche Bank
Germany
$341K -$311K -2,726 -47%
JP Morgan Private Wealth Advisors
13
JP Morgan Private Wealth Advisors
California
$216K – – –
UBS
14
UBS
Switzerland
$215K +$189K +1,656 +543%
Private Trust Company
15
Private Trust Company
Ohio
$22K – – –
GSC
16
Ground Swell Capital
South Carolina
$16K +$16.4K +144 New
Citigroup
17
Citigroup
New York
$15K +$15.5K +136 New
American International Group
18
American International Group
New York
$13.7K – – –
Wells Fargo
19
Wells Fargo
California
$11K -$31.4K -275 -73%
Bank of America
20
Bank of America
North Carolina
$11K – – –
Tower Research Capital (TRC)
21
Tower Research Capital (TRC)
New York
$8K +$8.55K +75 New
Wolverine Asset Management
22
Wolverine Asset Management
Illinois
– -$224K -1,975 Closed
US Bancorp
23
US Bancorp
Minnesota
– -$213K -1,875 Closed
Piershale Financial Group
24
Piershale Financial Group
Illinois
– -$55K -488 Closed
B. Riley Wealth Advisors
25
B. Riley Wealth Advisors
Florida
– -$44.1K -388 Closed