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Novavax

129 hedge funds and large institutions have $588M invested in Novavax in 2013 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

76% more capital invested

Capital invested by funds: $334M → $588M (+$254M)

60% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 35

24% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 21

4% more funds holding

Funds holding: 124129 (+5)

61% less call options, than puts

Call options by funds: $3M | Put options by funds: $7.75M

Holders
129
Holders Change
+5
Holders Change %
+4.03%
% of All Funds
3.74%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
26
Increased
56
Reduced
35
Closed
21
Calls
$3M
Puts
$7.75M
Net Calls
-$4.75M
Net Calls Change
-$5.49M
Name Holding Trade Value Shares
Change
Change in
Stake
OC
101
Oppenheimer & Co
New York
$82K
AIP
102
Ameritas Investment Partners
Nebraska
$82K +$20.5K +290 +56%
SB
103
Suntrust Banks
Georgia
$81K +$15.2K +215 +37%
N
104
Nuveen
North Carolina
$79K +$17.9K +253 +48%
Verition Fund Management
105
Verition Fund Management
Connecticut
$77K +$53.3K +755 New
Jane Street
106
Jane Street
New York
$71K -$243K -3,438 -83%
BRWA
107
B. Riley Wealth Advisors
Florida
$67K +$9.68K +137 +27%
WS
108
Wedbush Securities
California
$66K +$4.59K +65 +11%
LTFS
109
Ladenburg Thalmann Financial Services
Florida
$56K -$35.4K -501 -48%
ICAS
110
Investors Capital Advisory Services
Massachusetts
$55K -$18.5K -262 -33%
William Blair & Company
111
William Blair & Company
Illinois
$53K -$26.5K -375 -42%
CAM
112
Capstone Asset Management
Texas
$53K -$9.96K -141 -21%
BP
113
Banyan Partners
Florida
$51K +$35.3K +500 New
Chevy Chase Trust
114
Chevy Chase Trust
Maryland
$51K +$35.3K +500 New
US Bancorp
115
US Bancorp
Minnesota
$49K -$10.7K -152 -24%
Canada Life
116
Canada Life
Manitoba, Canada
$45K
Teacher Retirement System of Texas
117
Teacher Retirement System of Texas
Texas
$38K -$31.3K -443 -54%
BlackRock
118
BlackRock
New York
$23K +$2.19K +31 +16%
Creative Planning
119
Creative Planning
Kansas
$23K +$3.18K +45 +25%
BNP Paribas Financial Markets
120
BNP Paribas Financial Markets
France
$12.4K -$124K -1,754 -94%
FMT
121
First Mercantile Trust
Tennessee
$8K -$2.33K -33 -30%
MAA
122
Managed Account Advisors
New Jersey
$8K +$5.58K +79 New
ST
123
Spot Trading
Illinois
$7K +$5.09K +72 New
MFS
124
MSI Financial Services
Massachusetts
$6K
FBT
125
Founders Bank & Trust
Michigan
$3K +$1.77K +25 New

NVAX Hedge Fund Activity: Q4 2013 in Review

129 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q4 2013, worth a combined $588M — up 76% from $334M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NVAX positions and 21 closed out — a net gain of 5 holders — while 56 added to existing stakes and 35 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $25M. The largest seller was RA Capital Management, cutting an estimated $35.3M.

  • 129 institutional investors held Novavax (NVAX) as of Q4 2013, up from 124 in Q3 2013.
  • Funds reported $588M of Novavax stock for Q4 2013, up 76% quarter-over-quarter.
  • 26 funds opened new Novavax positions in Q4 2013 and 21 closed out, a net change of +5 holders.
  • The largest Novavax buyer in Q4 2013 was Invesco, an estimated $25M added.
  • The largest Novavax seller in Q4 2013 was RA Capital Management, an estimated $35.3M sold.

Based on aggregated 13F filings for Q4 2013.