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Novavax

142 hedge funds and large institutions have $184M invested in Novavax in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 40 increasing their positions, 51 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.69% more ownership

Funds ownership: 0%2.69% (+2.7%)

14% less funds holding

Funds holding: 165142 (-23)

22% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 51

37% less call options, than puts

Call options by funds: $1.89M | Put options by funds: $3.02M

47% less capital invested

Capital invested by funds: $350M → $184M (-$166M)

54% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 39

Holders
142
Holders Change
-23
Holders Change %
-13.94%
% of All Funds
3.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
40
Reduced
51
Closed
39
Calls
$1.89M
Puts
$3.02M
Net Calls
-$1.12M
Net Calls Change
+$2.27M
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
76
Raymond James Financial Services Advisors
Florida
$75K -$21.6K -740 -20%
WS
77
Wedbush Securities
California
$66K +$2.92K +100 +4%
Invesco
78
Invesco
Georgia
$63K -$8.95M -306,711 -99%
Simplex Trading
79
Simplex Trading
Illinois
$63K -$239K -8,204 -76%
RJA
80
Raymond James & Associates
Florida
$63K +$27.8K +953 +61%
Principal Financial Group
81
Principal Financial Group
Iowa
$61K
HSBC Holdings
82
HSBC Holdings
United Kingdom
$59K +$67.8K +2,326 New
T. Rowe Price Associates
83
T. Rowe Price Associates
Maryland
$58K
TCM
84
Traynor Capital Management
Pennsylvania
$55K -$21.2K -728 -25%
Wolverine Trading
85
Wolverine Trading
Illinois
$54K -$196K -6,711 -76%
Tudor Investment Corp
86
Tudor Investment Corp
Connecticut
$52K -$108K -3,703 -64%
LPL Financial
87
LPL Financial
California
$50K +$18.5K +635 +48%
IA
88
IFP Advisors
Florida
$46K -$5.92K -203 -10%
LTFS
89
Ladenburg Thalmann Financial Services
Florida
$45K -$1.9K -65 -4%
Canada Life
90
Canada Life
Manitoba, Canada
$42K
AB
91
Amalgamated Bank
New York
$42K +$6.5K +223 +16%
Two Sigma Investments
92
Two Sigma Investments
New York
$41K +$47.2K +1,618 New
Citadel Advisors
93
Citadel Advisors
Florida
$37K -$801K -27,448 -95%
Prudential Financial
94
Prudential Financial
New Jersey
$37K
AG
95
Aperio Group
California
$37K +$8.49K +291 +25%
Royal Bank of Canada
96
Royal Bank of Canada
Ontario, Canada
$35K +$2.01K +69 +5%
WT
97
Washington Trust
Rhode Island
$31K
GC
98
Guggenheim Capital
Illinois
$30K -$575K -19,707 -94%
BlackRock
99
BlackRock
New York
$28K -$4.9K -168 -13%
Teacher Retirement System of Texas
100
Teacher Retirement System of Texas
Texas
$27K -$10.9K -373 -26%

NVAX Hedge Fund Activity: Q4 2016 in Review

142 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q4 2016, worth a combined $184M — down 47% from $350M a quarter earlier.

Sellers outnumbered buyers: 39 funds closed out of NVAX and 18 opened new positions — a net loss of 21 holders — while 51 trimmed existing stakes and 40 added.

The largest buyer was State Street, adding an estimated $14.5M. The largest seller was Wellington Management Group, exiting entirely with an estimated $30.8M sold.

  • 142 institutional investors held Novavax (NVAX) as of Q4 2016, down from 165 in Q3 2016.
  • Funds reported $184M of Novavax stock for Q4 2016, down 47% quarter-over-quarter.
  • 18 funds opened new Novavax positions in Q4 2016 and 39 closed out, a net change of -21 holders.
  • The largest Novavax buyer in Q4 2016 was State Street, an estimated $14.5M added.
  • The largest Novavax seller in Q4 2016 was Wellington Management Group, an estimated $30.8M sold.

Based on aggregated 13F filings for Q4 2016.