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Novavax

128 hedge funds and large institutions have $132M invested in Novavax in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 39 increasing their positions, 34 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

27% more call options, than puts

Call options by funds: $1.23M | Put options by funds: $964K

15% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 34

2% more funds holding

Funds holding: 126128 (+2)

0.21% less ownership

Funds ownership: 2.17%1.96% (-0.21%)

7% less capital invested

Capital invested by funds: $141M → $132M (-$9.7M)

Holders
128
Holders Change
+2
Holders Change %
+1.59%
% of All Funds
3.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
39
Reduced
34
Closed
9
Calls
$1.23M
Puts
$964K
Net Calls
+$262K
Net Calls Change
+$284K
Name Holding Trade Value Shares
Change
Change in
Stake
MLICM
51
Metropolitan Life Insurance Company (MetLife)
New York
$201K -$27.9K -1,245 -12%
ARTA
52
A.R.T. Advisors
New York
$200K -$161K -7,177 -45%
Brown Advisory
53
Brown Advisory
Maryland
$185K +$77.9K +3,480 +75%
NFA
54
Nationwide Fund Advisors
Ohio
$178K -$971K -43,385 -85%
State Board of Administration of Florida Retirement System
55
State Board of Administration of Florida Retirement System
Florida
$162K
VOYA Investment Management
56
VOYA Investment Management
Georgia
$158K
HighTower Advisors
57
HighTower Advisors
Illinois
$150K +$22 +1 +0%
Citigroup
58
Citigroup
New York
$142K +$20.1K +896 +17%
LTFS
59
Ladenburg Thalmann Financial Services
Florida
$141K +$11.5K +515 +9%
Citadel Advisors
60
Citadel Advisors
Florida
$129K -$274K -12,259 -68%
DekaBank Deutsche Girozentrale
61
DekaBank Deutsche Girozentrale
Germany
$127K
ERSOT
62
Employees Retirement System of Texas
Texas
$127K
LPL Financial
63
LPL Financial
California
$117K +$6.78K +303 +6%
RJFSA
64
Raymond James Financial Services Advisors
Florida
$113K +$10.6K +475 +11%
Legal & General Group
65
Legal & General Group
United Kingdom
$101K +$13.3K +594 +16%
BCM
66
BlueCrest Capital Management
Jersey
$100K -$169K -7,557 -63%
UBS AM
67
UBS AM
Illinois
$94.7K
Squarepoint
68
Squarepoint
New York
$93K +$62.2K +2,779 +216%
DADC
69
D.A. Davidson & Co
Montana
$87K +$4.48K +200 +5%
SG Americas Securities
70
SG Americas Securities
New York
$86K +$24.5K +1,094 +41%
TSS
71
Two Sigma Securities
New York
$82K +$12.1K +540 +18%
RJA
72
Raymond James & Associates
Florida
$80K
Public Employees Retirement Association of Colorado
73
Public Employees Retirement Association of Colorado
Colorado
$69K
FAAS
74
First Allied Advisory Services
California
$68K +$67.2K +3,000 New
AG
75
Aperio Group
California
$59K +$32.6K +1,454 +126%

NVAX Hedge Fund Activity: Q3 2017 in Review

128 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q3 2017, worth a combined $132M — down 6.9% from $141M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NVAX positions and 9 closed out — a net gain of 3 holders — while 39 added to existing stakes and 34 trimmed.

The largest buyer was Millennium Management, adding an estimated $4.46M. The largest seller was Fidelity Investments, cutting an estimated $8M.

  • 128 institutional investors held Novavax (NVAX) as of Q3 2017, up from 126 in Q2 2017.
  • Funds reported $132M of Novavax stock for Q3 2017, down 6.9% quarter-over-quarter.
  • 12 funds opened new Novavax positions in Q3 2017 and 9 closed out, a net change of +3 holders.
  • The largest Novavax buyer in Q3 2017 was Millennium Management, an estimated $4.46M added.
  • The largest Novavax seller in Q3 2017 was Fidelity Investments, an estimated $8M sold.

Based on aggregated 13F filings for Q3 2017.