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Nuveen ESG Mid-Cap Growth ETF
NUMG

135 hedge funds and large institutions have $248M invested in Nuveen ESG Mid-Cap Growth ETF in 2026 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 50 increasing their positions, 40 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 40

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

2.05% less ownership

Funds ownership: 77.11% → 75.07% (-2%)

4% less funds holding

Funds holding: 140 → 135 (-5)

19% less capital invested

Capital invested by funds: $306M → $248M (-$57.7M)

Holders
135
Holders Change
-5
Holders Change %
-3.57%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
50
Reduced
40
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PI
PFG Investments
New York
+$1.49M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.33M
3
Morgan Stanley
Morgan Stanley
New York
+$1.24M
4
VF
Virtu Financial
New York
+$1.19M
5
Goldman Sachs
Goldman Sachs
New York
+$1.13M

Top Sellers

Rank Fund Capital Flow
1
TIAA Trust, National Association
TIAA Trust, National Association
North Carolina
-$19.4M
2
Wells Fargo
Wells Fargo
California
-$10.7M
3
LPL Financial
LPL Financial
California
-$9.04M
4
TRCT
Tower Research Capital (TRC)
New York
-$1.63M
5
Two Sigma Investments
Two Sigma Investments
New York
-$1.55M
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
126
IFP Advisors
Florida
$7.97K – – –
AGWCA
127
Annis Gardner Whiting Capital Advisors
Florida
$7.68K – – –
CFD
128
Creative Financial Designs
Indiana
$5.75K – – –
IAIM
129
International Assets Investment Management
Florida
$4.67K – – –
ACA
130
Aptus Capital Advisors
Alabama
$4.4K – – –
RF
131
Rossby Financial
Florida
$3.64K – – –
NS
132
NBC Securities
Alabama
$2.22K – – –
EWA
133
EverSource Wealth Advisors
Alabama
$2.18K – – –
AssetMark Inc
134
AssetMark Inc
California
$1.27K -$4.58K -103 -77%
Vanguard Advisers Inc
135
Vanguard Advisers Inc
Pennsylvania
$781 +$846 +19 New
Citigroup
136
Citigroup
New York
$41 – – –
Two Sigma Investments
137
Two Sigma Investments
New York
– -$1.55M -32,400 Closed
RWM
138
RMG Wealth Management
Wisconsin
– -$297K -9,598 Closed
Mirae Asset Global Investments
139
Mirae Asset Global Investments
South Korea
– -$368K -7,700 Closed
EPW
140
Evergreen Private Wealth
Colorado
– -$327K -6,845 Closed
IFWM
141
Institute for Wealth Management
Colorado
– -$323K -6,756 Closed
PA
142
PFG Advisors
Arizona
– -$257K -5,386 Closed
MML Investors Services
143
MML Investors Services
Massachusetts
– -$246K -5,150 Closed
WAP
144
Wealthcare Advisory Partners
Pennsylvania
– -$208K -4,348 Closed
VAF
145
Values Added Financial
District of Columbia
– -$202K -4,221 Closed
Qube Research & Technologies (QRT)
146
Qube Research & Technologies (QRT)
United Kingdom
– -$54.6K -1,143 Closed
MCM
147
MidAtlantic Capital Management
Virginia
– -$50.6K -1,060 Closed
JFA
148
JNBA Financial Advisors
Minnesota
– -$17.4K -365 Closed
CIA
149
Cape Investment Advisory
Georgia
– -$8.55K -179 Closed
2 3 4 5
6

NUMG Hedge Fund Activity: Q1 2026 in Review

135 of the 8,172 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Mid-Cap Growth ETF (NUMG) for Q1 2026, worth a combined $248M — down 19% from $306M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of NUMG and 12 opened new positions — a net loss of 1 holder — while 40 trimmed existing stakes and 50 added.

The largest buyer was PFG Investments, opening a new position worth an estimated $1.49M. The largest seller was TIAA Trust, National Association, cutting an estimated $19.4M.

  • 135 institutional investors held Nuveen ESG Mid-Cap Growth ETF (NUMG) as of Q1 2026, down from 140 in Q4 2025.
  • Funds reported $248M of Nuveen ESG Mid-Cap Growth ETF stock for Q1 2026, down 19% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Mid-Cap Growth ETF positions in Q1 2026 and 13 closed out, a net change of -1 holder.
  • The largest Nuveen ESG Mid-Cap Growth ETF buyer in Q1 2026 was PFG Investments, an estimated $1.49M added.
  • The largest Nuveen ESG Mid-Cap Growth ETF seller in Q1 2026 was TIAA Trust, National Association, an estimated $19.4M sold.

Based on aggregated 13F filings for Q1 2026.