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Nuveen ESG Mid-Cap Growth ETF
NUMG

82 hedge funds and large institutions have $205M invested in Nuveen ESG Mid-Cap Growth ETF in 2021 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 40 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

471% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 7

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

17% more funds holding

Funds holding: 70 → 82 (+12)

14% more capital invested

Capital invested by funds: $180M → $205M (+$24.9M)

1.5% more ownership

Funds ownership: 69.81% → 71.31% (+1.5%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
82
Holders Change
+12
Holders Change %
+17.14%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
22
Increased
40
Reduced
7
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$4.09M
2
LPL Financial
LPL Financial
California
+$3.83M
3
TA
Tiedemann Advisors
New York
+$2.93M
4
Citadel Advisors
Citadel Advisors
Florida
+$2.48M
5
AIC
Ameritas Investment Company
Nebraska
+$2.35M

Top Sellers

Rank Fund Capital Flow
1
BHWA
Beacon Harbor Wealth Advisors
Virginia
-$8.13M
2
RCS
Retirement Capital Strategies
California
-$2.44M
3
Truist Financial
Truist Financial
North Carolina
-$1.85M
4
WI
WrapManager Inc
California
-$666K
5
MWM
Mascoma Wealth Management
New Hampshire
-$300K
Name Holding Trade Value Shares
Change 		Change in
Stake
PCG
76
Private Capital Group
Connecticut
$57K – – –
KFI
77
Key Financial Inc
Pennsylvania
$24K +$24.1K +480 New
IWP
78
IAG Wealth Partners
Wisconsin
$13K – – –
Northwestern Mutual Wealth Management
79
Northwestern Mutual Wealth Management
Wisconsin
$6K +$6.48K +129 New
SFP
80
Sterling Financial Planning
New Jersey
$3K +$2.96K +59 New
AF
81
Advisornet Financial
Minnesota
$2K – – –
PNC Financial Services Group
82
PNC Financial Services Group
Pennsylvania
$1K +$854 +17 New
WIM
83
Westside Investment Management
California
$12 +$5.02K +100 +67%
BHWA
84
Beacon Harbor Wealth Advisors
Virginia
– -$8.13M -164,384 Closed
RCS
85
Retirement Capital Strategies
California
– -$2.44M -49,414 Closed
CWM
86
Chicago Wealth Management
Illinois
– -$210K -4,255 Closed
RP
87
Riverbridge Partners
Minnesota
– -$210K -4,247 Closed
UB
88
UMB Bank
Missouri
– -$209K -4,225 Closed
CYG
89
Clean Yield Group
Vermont
– -$11K -222 Closed
TWM
90
Tradition Wealth Management
Minnesota
– -$3K -69 Closed
1 2 3
4

NUMG Hedge Fund Activity: Q1 2021 in Review

82 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Mid-Cap Growth ETF (NUMG) for Q1 2021, worth a combined $205M — up 14% from $180M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUMG positions and 7 closed out — a net gain of 15 holders — while 40 added to existing stakes and 7 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $4.09M. The largest seller was Beacon Harbor Wealth Advisors, exiting entirely with an estimated $8.13M sold.

  • 82 institutional investors held Nuveen ESG Mid-Cap Growth ETF (NUMG) as of Q1 2021, up from 70 in Q4 2020.
  • Funds reported $205M of Nuveen ESG Mid-Cap Growth ETF stock for Q1 2021, up 14% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Mid-Cap Growth ETF positions in Q1 2021 and 7 closed out, a net change of +15 holders.
  • The largest Nuveen ESG Mid-Cap Growth ETF buyer in Q1 2021 was Ameriprise, an estimated $4.09M added.
  • The largest Nuveen ESG Mid-Cap Growth ETF seller in Q1 2021 was Beacon Harbor Wealth Advisors, an estimated $8.13M sold.

Based on aggregated 13F filings for Q1 2021.