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Nuveen ESG Mid-Cap Growth ETF
NUMG

135 hedge funds and large institutions have $248M invested in Nuveen ESG Mid-Cap Growth ETF in 2026 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 50 increasing their positions, 40 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 40

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

2.05% less ownership

Funds ownership: 77.11% → 75.07% (-2%)

4% less funds holding

Funds holding: 140 → 135 (-5)

19% less capital invested

Capital invested by funds: $306M → $248M (-$57.7M)

Holders
135
Holders Change
-5
Holders Change %
-3.57%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
50
Reduced
40
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PI
PFG Investments
New York
+$1.49M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.33M
3
Morgan Stanley
Morgan Stanley
New York
+$1.24M
4
VF
Virtu Financial
New York
+$1.19M
5
Goldman Sachs
Goldman Sachs
New York
+$1.13M

Top Sellers

Rank Fund Capital Flow
1
TIAA Trust, National Association
TIAA Trust, National Association
North Carolina
-$19.4M
2
Wells Fargo
Wells Fargo
California
-$10.7M
3
LPL Financial
LPL Financial
California
-$9.04M
4
TRCT
Tower Research Capital (TRC)
New York
-$1.63M
5
Two Sigma Investments
Two Sigma Investments
New York
-$1.55M
Name Holding Trade Value Shares
Change 		Change in
Stake
PI
26
PFG Investments
New York
$1.37M +$1.49M +33,466 New
WT
27
Whittier Trust
California
$1.31M -$1.39M -31,186 -50%
Northwestern Mutual Wealth Management
28
Northwestern Mutual Wealth Management
Wisconsin
$1.24M +$139K +3,132 +12%
VF
29
Virtu Financial
New York
$1.1M +$1.19M +26,831 New
RF
30
rebel Financial
Ohio
$1.07M +$195K +4,386 +20%
RWP
31
Revolve Wealth Partners
New Jersey
$1.01M -$68.4K -1,537 -6%
VC
32
Vicus Capital
Pennsylvania
$901K +$27.3K +613 +3%
Lido Advisors
33
Lido Advisors
California
$794K +$65.8K +1,478 +8%
CB
34
Commerce Bank
Missouri
$762K -$24.6K -552 -3%
WP
35
WealthShield Partners
North Carolina
$760K +$76.3K +1,715 +10%
IWP
36
IAG Wealth Partners
Wisconsin
$685K -$24K -540 -3%
HNW
37
High Note Wealth
Minnesota
$654K -$16.2K -365 -2%
Cerity Partners
38
Cerity Partners
New York
$617K +$6.14K +138 +0.9%
SCM
39
SOL Capital Management
Maryland
$602K +$615K +13,820 New
RFA
40
RTD Financial Advisors
Pennsylvania
$599K +$11.7K +263 +2%
TIAA Trust, National Association
41
TIAA Trust, National Association
North Carolina
$582K -$19.4M -435,481 -97%
NA
42
NewEdge Advisors
Louisiana
$581K -$18.6K -417 -3%
P
43
&Partners
Tennessee
$569K +$31.4K +706 +5%
SAG
44
SageView Advisory Group
California
$546K – – –
NF
45
Napier Financial
Massachusetts
$534K -$31.2K -701 -5%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$519K -$14.6K -327 -3%
CTC
47
Central Trust Company
Missouri
$504K -$21.3K -478 -4%
CCM
48
Coldstream Capital Management
Washington
$472K – – –
NCM
49
Neumann Capital Management
California
$471K +$4K +90 +0.8%
Osaic Holdings
50
Osaic Holdings
Arizona
$463K -$43.5K -978 -8%
1
2
3 4 5

NUMG Hedge Fund Activity: Q1 2026 in Review

135 of the 8,172 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Mid-Cap Growth ETF (NUMG) for Q1 2026, worth a combined $248M — down 19% from $306M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of NUMG and 12 opened new positions — a net loss of 1 holder — while 40 trimmed existing stakes and 50 added.

The largest buyer was PFG Investments, opening a new position worth an estimated $1.49M. The largest seller was TIAA Trust, National Association, cutting an estimated $19.4M.

  • 135 institutional investors held Nuveen ESG Mid-Cap Growth ETF (NUMG) as of Q1 2026, down from 140 in Q4 2025.
  • Funds reported $248M of Nuveen ESG Mid-Cap Growth ETF stock for Q1 2026, down 19% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Mid-Cap Growth ETF positions in Q1 2026 and 13 closed out, a net change of -1 holder.
  • The largest Nuveen ESG Mid-Cap Growth ETF buyer in Q1 2026 was PFG Investments, an estimated $1.49M added.
  • The largest Nuveen ESG Mid-Cap Growth ETF seller in Q1 2026 was TIAA Trust, National Association, an estimated $19.4M sold.

Based on aggregated 13F filings for Q1 2026.