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Nuveen ESG Mid-Cap Growth ETF
NUMG

82 hedge funds and large institutions have $205M invested in Nuveen ESG Mid-Cap Growth ETF in 2021 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 40 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

471% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 7

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

17% more funds holding

Funds holding: 70 → 82 (+12)

14% more capital invested

Capital invested by funds: $180M → $205M (+$24.9M)

1.5% more ownership

Funds ownership: 69.81% → 71.31% (+1.5%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
82
Holders Change
+12
Holders Change %
+17.14%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
22
Increased
40
Reduced
7
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$4.09M
2
LPL Financial
LPL Financial
California
+$3.83M
3
TA
Tiedemann Advisors
New York
+$2.93M
4
Citadel Advisors
Citadel Advisors
Florida
+$2.48M
5
AIC
Ameritas Investment Company
Nebraska
+$2.35M

Top Sellers

Rank Fund Capital Flow
1
BHWA
Beacon Harbor Wealth Advisors
Virginia
-$8.13M
2
RCS
Retirement Capital Strategies
California
-$2.44M
3
Truist Financial
Truist Financial
North Carolina
-$1.85M
4
WI
WrapManager Inc
California
-$666K
5
MWM
Mascoma Wealth Management
New Hampshire
-$300K
Name Holding Trade Value Shares
Change 		Change in
Stake
BWM
26
Baystate Wealth Management
Massachusetts
$1.53M +$122K +2,433 +9%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$1.52M +$453K +9,012 +42%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$1.46M +$685K +13,637 +88%
HighTower Advisors
29
HighTower Advisors
Illinois
$1.14M +$602K +11,988 +111%
Morgan Stanley
30
Morgan Stanley
New York
$1.12M +$1.07M +21,238 +1,855%
AIP
31
Ameritas Investment Partners
Nebraska
$1.02M +$46.5K +925 +5%
RW
32
RVW Wealth
California
$1M +$210K +4,188 New
CB
33
Commerce Bank
Missouri
$826K +$828K +16,490 New
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$715K +$265K +5,281 +59%
GWA
35
GGM Wealth Advisors
Maryland
$626K +$597K +11,886 New
PA
36
Paracle Advisors
Washington
$600K – – –
Goldman Sachs
37
Goldman Sachs
New York
$570K +$571K +11,376 New
HA
38
Harborview Advisors
Maine
$559K -$37.7K -751 -6%
WTC
39
WhitTier Trust Company
Nevada
$558K +$501K +9,970 +841%
Osaic Holdings
40
Osaic Holdings
Arizona
$557K +$86.9K +1,729 +19%
Cetera Investment Advisers
41
Cetera Investment Advisers
Illinois
$522K +$81.1K +1,615 +18%
TRCT
42
Tower Research Capital (TRC)
New York
$514K +$46.9K +934 +10%
IWM
43
IHT Wealth Management
Illinois
$432K +$434K +8,635 New
BBA
44
BLB&B Advisors
Pennsylvania
$420K +$193K +3,838 +84%
AGA
45
Arkos Global Advisors
Texas
$410K -$804 -16 -0.2%
MFG
46
Merit Financial Group
Georgia
$398K +$60.1K +1,196 +18%
Thrivent Financial for Lutherans
47
Thrivent Financial for Lutherans
Minnesota
$389K – – –
KOC
48
Koss-Olinger Consulting
Florida
$389K +$390K +7,762 New
SPC
49
Sigma Planning Corp
Michigan
$388K +$390K +7,754 New
RJA
50
Raymond James & Associates
Florida
$386K +$22K +438 +6%
1
2
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NUMG Hedge Fund Activity: Q1 2021 in Review

82 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Mid-Cap Growth ETF (NUMG) for Q1 2021, worth a combined $205M — up 14% from $180M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUMG positions and 7 closed out — a net gain of 15 holders — while 40 added to existing stakes and 7 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $4.09M. The largest seller was Beacon Harbor Wealth Advisors, exiting entirely with an estimated $8.13M sold.

  • 82 institutional investors held Nuveen ESG Mid-Cap Growth ETF (NUMG) as of Q1 2021, up from 70 in Q4 2020.
  • Funds reported $205M of Nuveen ESG Mid-Cap Growth ETF stock for Q1 2021, up 14% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Mid-Cap Growth ETF positions in Q1 2021 and 7 closed out, a net change of +15 holders.
  • The largest Nuveen ESG Mid-Cap Growth ETF buyer in Q1 2021 was Ameriprise, an estimated $4.09M added.
  • The largest Nuveen ESG Mid-Cap Growth ETF seller in Q1 2021 was Beacon Harbor Wealth Advisors, an estimated $8.13M sold.

Based on aggregated 13F filings for Q1 2021.