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Nuveen ESG Mid-Cap Growth ETF
NUMG

Overview Fund Activity

70 hedge funds and large institutions have $180M invested in Nuveen ESG Mid-Cap Growth ETF in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 30 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
70
Holders Change
+13
Holders Change %
+22.81%
% of All Funds
1.24%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.04%
New
19
Increased
30
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BHWA
1
Beacon Harbor Wealth Advisors
Virginia
$8.13M
2
HNW
2
High Note Wealth
Minnesota
$7.12M
3
UBS Group
3
UBS Group
Switzerland
$7.31M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.28M
5
RCS
5
Retirement Capital Strategies
California
$2.44M

Top Sellers

1
RWP
1
RWA Wealth Partners
Massachusetts
$1.93M
2
Bank of America
2
Bank of America
North Carolina
$1.5M
3
LFASL
3
Lugano Financial Advisors SA (LFA)
Switzerland
$2.07M
4
FTUS
4
Flow Traders U.S.
New York
$0
5
APP
5
Avantax Planning Partners
Iowa
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AIP
26
Ameritas Investment Partners
Nebraska
$964K 19,508 +1,234 +7%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$767K 15,513 +7,659 +98%
PA
28
Paracle Advisors
Washington
$592K 11,985 -226 -2%
HA
29
Harborview Advisors
Maine
$589K 11,910 +551 +5%
HighTower Advisors
30
HighTower Advisors
Illinois
$535K 10,829 +2,414 +29%
APA
31
American Portfolios Advisors
New York
$505K 10,202 +5,913 +138%
TRCT
32
Tower Research Capital (TRC)
New York
$462K 9,332 +2,601 +39%
Osaic Holdings
33
Osaic Holdings
Arizona
$460K 9,297 +2,210 +31%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$445K 8,991 -11 -0.1%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$436K 8,812 +8,812 New
Fidelity Investments
36
Fidelity Investments
Massachusetts
$436K 8,814 +8,814 New
AGA
37
Arkos Global Advisors
Texas
$406K 8,213 +602 +8%
MWM
38
Mascoma Wealth Management
New Hampshire
$365K 7,382 +7,382 New
RJA
39
Raymond James & Associates
Florida
$359K 7,266 +907 +14%
SWM
40
SVA Wealth Management
Wisconsin
$345K 6,980 – –
HTC
41
Haverford Trust Company
Pennsylvania
$334K 6,760 – –
MFG
42
Merit Financial Group
Georgia
$334K 6,747 +1,018 +18%
PPW
43
Parcion Private Wealth
Washington
$324K 6,553 +1,000 +18%
Thrivent Financial for Lutherans
44
Thrivent Financial for Lutherans
Minnesota
– – – –
PAG
45
Pinnacle Advisory Group
Maryland
$298K 6,033 +6,033 New
AP
46
Appleton Partners
Massachusetts
$283K 5,720 – –
PWP
47
Principle Wealth Partners
Connecticut
$282K 5,708 +5,708 New
SWP
48
Stratos Wealth Partners
Ohio
$280K 5,658 +406 +8%
CI
49
CX Institutional
Indiana
$245K 4,962 -781 -14%
BBA
50
BLB&B Advisors
Pennsylvania
$225K 4,551 +4,551 New
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