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Nuveen ESG Emerging Markets Equity ETF

45 hedge funds and large institutions have $41.3M invested in Nuveen ESG Emerging Markets Equity ETF in 2020 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 3

79% more capital invested

Capital invested by funds: $23M → $41.3M (+$18.3M)

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

22% more funds holding

Funds holding: 3745 (+8)

9.98% more ownership

Funds ownership: 50.94%60.92% (+10%)

Holders
45
Holders Change
+8
Holders Change %
+21.62%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
16
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWP
1
Abacus Wealth Partners
California
$10.4M +$9.75M +311,062 New
UBS Group
2
UBS Group
Switzerland
$5.18M -$280K -8,941 -5%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$3.98M +$2.55M +81,478 +218%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.72M +$1.51M +48,082 +76%
Bank of America
5
Bank of America
North Carolina
$1.55M +$20.6K +659 +1%
LPL Financial
6
LPL Financial
California
$1.47M +$34.5K +1,101 +3%
Creative Planning
7
Creative Planning
Kansas
$1.38M
APP
8
Avantax Planning Partners
Iowa
$1.02M -$40.1K -1,279 -4%
UB
9
UMB Bank
Missouri
$1.01M +$102K +3,269 +12%
RW
10
RVW Wealth
California
$1M +$209K +6,664 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$995K -$566K -18,073 -38%
GI
12
Gradient Investments
Minnesota
$973K
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$762K +$713K +22,769 New
HTC
14
Haverford Trust Company
Pennsylvania
$719K
HA
15
Harborview Advisors
Maine
$699K +$47.7K +1,522 +8%
ASN
16
Advisory Services Network
Georgia
$622K -$11.8K -378 -2%
HighTower Advisors
17
HighTower Advisors
Illinois
$611K +$232K +7,403 +68%
WCFA
18
Walkner Condon Financial Advisors
Wisconsin
$535K +$13.1K +417 +3%
Jane Street
19
Jane Street
New York
$528K +$494K +15,779 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$461K -$515K -16,436 -54%
CHP
21
Cable Hill Partners
Oregon
$421K +$57.1K +1,822 +17%
APA
22
American Portfolios Advisors
New York
$339K +$318K +10,135 New
WT
23
Whittier Trust
California
$338K
TAIM
24
TD Ameritrade Investment Management
Nebraska
$277K -$19.6K -627 -7%
MWA
25
MFA Wealth Advisors
Pennsylvania
$256K +$240K +7,647 New

NUEM Hedge Fund Activity: Q4 2020 in Review

45 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Emerging Markets Equity ETF (NUEM) for Q4 2020, worth a combined $41.3M — up 79% from $23M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new NUEM positions and 3 closed out — a net gain of 10 holders — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $2.55M. The largest seller was Citadel Advisors, exiting entirely with an estimated $2.03M sold.

  • 45 institutional investors held Nuveen ESG Emerging Markets Equity ETF (NUEM) as of Q4 2020, up from 37 in Q3 2020.
  • Funds reported $41.3M of Nuveen ESG Emerging Markets Equity ETF stock for Q4 2020, up 79% quarter-over-quarter.
  • 13 funds opened new Nuveen ESG Emerging Markets Equity ETF positions in Q4 2020 and 3 closed out, a net change of +10 holders.
  • The largest Nuveen ESG Emerging Markets Equity ETF buyer in Q4 2020 was Cambridge Investment Research Advisors, an estimated $2.55M added.
  • The largest Nuveen ESG Emerging Markets Equity ETF seller in Q4 2020 was Citadel Advisors, an estimated $2.03M sold.

Based on aggregated 13F filings for Q4 2020.