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Nuveen ESG Emerging Markets Equity ETF
NUEM

33 hedge funds and large institutions have $49.3M invested in Nuveen ESG Emerging Markets Equity ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,000% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 1

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

43% more funds holding

Funds holding: 23 → 33 (+10)

17% more capital invested

Capital invested by funds: $42M → $49.3M (+$7.33M)

4.1% more ownership

Funds ownership: 78.03% → 82.13% (+4.1%)

Holders
33
Holders Change
+10
Holders Change %
+43.48%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
11
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Goldman Sachs
Goldman Sachs
New York
+$4.49M
2
GI
Gradient Investments
Minnesota
+$1.2M
3
ASN
Advisory Services Network
Georgia
+$504K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$497K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$428K

Top Sellers

1
N
Nuveen
North Carolina
-$5.22M
2
Jane Street
Jane Street
New York
-$387K
3
LPL Financial
LPL Financial
California
-$117K
4
Bank of America
Bank of America
North Carolina
-$117K
5
BCI
Brinker Capital Investments
Pennsylvania
-$55K
Name Holding Trade Value Shares
Change 		Change in
Stake
N
1
Nuveen
North Carolina
$32.8M -$5.22M -199,986 -14%
Goldman Sachs
2
Goldman Sachs
New York
$4.7M +$4.49M +172,035 New
GI
3
Gradient Investments
Minnesota
$1.75M +$1.2M +46,043 +256%
Jane Street
4
Jane Street
New York
$1.59M -$387K -14,835 -20%
UBS Group
5
UBS Group
Switzerland
$1.43M +$94.8K +3,634 +7%
Bank of America
6
Bank of America
North Carolina
$1.09M -$117K -4,465 -10%
LPL Financial
7
LPL Financial
California
$1.09M -$117K -4,470 -10%
UB
8
UMB Bank
Missouri
$835K +$7.57K +290 +1%
ASN
9
Advisory Services Network
Georgia
$528K +$504K +19,328 New
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$520K +$497K +19,053 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$447K +$428K +16,401 New
HA
12
Harborview Advisors
Maine
$420K +$1.59K +61 +0.4%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$303K +$289K +11,091 New
WCFA
14
Walkner Condon Financial Advisors
Wisconsin
$274K +$262K +10,021 New
HighTower Advisors
15
HighTower Advisors
Illinois
$230K – – –
APP
16
Avantax Planning Partners
Iowa
$229K +$218K +8,369 New
FAAS
17
First Allied Advisory Services
California
$228K +$1.2K +46 +0.6%
TAIM
18
TD Ameritrade Investment Management
Nebraska
$194K +$3.63K +139 +2%
SFS
19
Sowell Financial Services
Arkansas
$106K +$47.8K +1,831 +89%
AG
20
Advisor Group
Arizona
$99K +$35.7K +1,366 +61%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$95K +$25.3K +969 +38%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$83K – – –
AF
23
Advisornet Financial
Minnesota
$61K – – –
SFSG
24
Stearns Financial Services Group
North Carolina
$50K +$47.6K +1,822 New
CI
25
CX Institutional
Indiana
$43K – – –
1
2

NUEM Hedge Fund Activity: Q4 2019 in Review

33 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Emerging Markets Equity ETF (NUEM) for Q4 2019, worth a combined $49.3M — up 17% from $42M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NUEM positions and 1 closed out — a net gain of 10 holders — while 11 added to existing stakes and 4 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $4.49M. The largest seller was Nuveen, cutting an estimated $5.22M.

  • 33 institutional investors held Nuveen ESG Emerging Markets Equity ETF (NUEM) as of Q4 2019, up from 23 in Q3 2019.
  • Funds reported $49.3M of Nuveen ESG Emerging Markets Equity ETF stock for Q4 2019, up 17% quarter-over-quarter.
  • 11 funds opened new Nuveen ESG Emerging Markets Equity ETF positions in Q4 2019 and 1 closed out, a net change of +10 holders.
  • The largest Nuveen ESG Emerging Markets Equity ETF buyer in Q4 2019 was Goldman Sachs, an estimated $4.49M added.
  • The largest Nuveen ESG Emerging Markets Equity ETF seller in Q4 2019 was Nuveen, an estimated $5.22M sold.

Based on aggregated 13F filings for Q4 2019.