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Nuveen ESG Emerging Markets Equity ETF

23 hedge funds and large institutions have $42M invested in Nuveen ESG Emerging Markets Equity ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 2

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

15% more funds holding

Funds holding: 2023 (+3)

3% less capital invested

Capital invested by funds: $43.5M → $42M (-$1.46M)

2.18% less ownership

Funds ownership: 80.21%78.03% (-2.2%)

Holders
23
Holders Change
+3
Holders Change %
+15%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
2
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$34.9M +$582 +23 +0%
Jane Street
2
Jane Street
New York
$1.82M +$444K +17,557 +32%
UBS Group
3
UBS Group
Switzerland
$1.21M -$232K -9,171 -16%
Bank of America
4
Bank of America
North Carolina
$1.11M +$20.2K +798 +2%
LPL Financial
5
LPL Financial
California
$1.11M +$142K +5,626 +14%
GI
6
Gradient Investments
Minnesota
$448K +$156K +6,152 +52%
HA
7
Harborview Advisors
Maine
$381K +$118K +4,683 +44%
HighTower Advisors
8
HighTower Advisors
Illinois
$210K
FAAS
9
First Allied Advisory Services
California
$208K -$103K -4,058 -33%
TAIM
10
TD Ameritrade Investment Management
Nebraska
$174K +$9.79K +387 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$76K +$57.9K +2,288 +305%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$63K
AG
13
Advisor Group
Arizona
$56K +$8.83K +349 +18%
AF
14
Advisornet Financial
Minnesota
$56K +$56.6K +2,236 New
BCI
15
Brinker Capital Investments
Pennsylvania
$55K
SFS
16
Sowell Financial Services
Arkansas
$51K +$52K +2,056 New
CI
17
CX Institutional
Indiana
$39K +$2.4K +95 +6%
US Bancorp
18
US Bancorp
Minnesota
$23K +$23.1K +915 New
WP
19
WealthShield Partners
North Carolina
$16K +$16K +632 New
FDCDDQ
20
Federation des caisses Desjardins du Quebec
Quebec, Canada
$8.34K +$8.35K +330 +6,600%
PFGIA
21
Patriot Financial Group Insurance Agency
Massachusetts
$8K +$4.53K +179 +126%
GRP
22
Global Retirement Partners
California
$6K +$5.92K +234 New
UB
23
UMB Bank
Missouri
$754 +$47K +1,856 +7%
LWCFA
24
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
-$18K -689 Closed
AC
25
Avestar Capital
New York
-$7K -300 Closed

NUEM Hedge Fund Activity: Q3 2019 in Review

23 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Emerging Markets Equity ETF (NUEM) for Q3 2019, worth a combined $42M — down 3.4% from $43.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new NUEM positions and 2 closed out — a net gain of 3 holders — while 13 added to existing stakes and 2 trimmed.

The largest buyer was Jane Street, adding an estimated $444K. The largest seller was UBS Group, cutting an estimated $232K.

  • 23 institutional investors held Nuveen ESG Emerging Markets Equity ETF (NUEM) as of Q3 2019, up from 20 in Q2 2019.
  • Funds reported $42M of Nuveen ESG Emerging Markets Equity ETF stock for Q3 2019, down 3.4% quarter-over-quarter.
  • 5 funds opened new Nuveen ESG Emerging Markets Equity ETF positions in Q3 2019 and 2 closed out, a net change of +3 holders.
  • The largest Nuveen ESG Emerging Markets Equity ETF buyer in Q3 2019 was Jane Street, an estimated $444K added.
  • The largest Nuveen ESG Emerging Markets Equity ETF seller in Q3 2019 was UBS Group, an estimated $232K sold.

Based on aggregated 13F filings for Q3 2019.