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Nuveen ESG Emerging Markets Equity ETF
NUEM

Overview Fund Activity

23 hedge funds and large institutions have $42M invested in Nuveen ESG Emerging Markets Equity ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 2 reducing their positions, and 2 closing their positions.

Holders
23
Holders Change
+3
Holders Change %
+15%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
2
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$1.82M
2
GI
2
Gradient Investments
Minnesota
$448K
3
LPL Financial
3
LPL Financial
California
$1.11M
4
HA
4
Harborview Advisors
Maine
$381K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$76K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$1.21M
2
FAAS
2
First Allied Advisory Services
California
$208K
3
LWCFA
3
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$0
4
AC
4
Avestar Capital
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$34.9M 1,400,455 +23 +0%
Jane Street
2
Jane Street
New York
$1.82M 72,971 +17,557 +32%
UBS Group
3
UBS Group
Switzerland
$1.21M 48,558 -9,171 -16%
Bank of America
4
Bank of America
North Carolina
$1.11M 44,579 +798 +2%
LPL Financial
5
LPL Financial
California
$1.11M 44,427 +5,626 +14%
GI
6
Gradient Investments
Minnesota
$448K 18,005 +6,152 +52%
HA
7
Harborview Advisors
Maine
$381K 15,306 +4,683 +44%
HighTower Advisors
8
HighTower Advisors
Illinois
$210K 8,406 – –
FAAS
9
First Allied Advisory Services
California
$208K 8,335 -4,058 -33%
TAIM
10
TD Ameritrade Investment Management
Nebraska
$174K 6,967 +387 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$76K 3,038 +2,288 +305%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$63K 2,542 – –
AG
13
Advisor Group
Arizona
$56K 2,248 +349 +18%
AF
14
Advisornet Financial
Minnesota
$56K 2,236 +2,236 New
BCI
15
Brinker Capital Investments
Pennsylvania
$55K 2,224 – –
SFS
16
Sowell Financial Services
Arkansas
$51K 2,056 +2,056 New
CI
17
CX Institutional
Indiana
$39K 1,584 +95 +6%
US Bancorp
18
US Bancorp
Minnesota
$23K 915 +915 New
WP
19
WealthShield Partners
North Carolina
$16K 632 +632 New
FDCDDQ
20
Federation des caisses Desjardins du Quebec
Quebec, Canada
$8.34K 335 +330 +6,600%
PFGIA
21
Patriot Financial Group Insurance Agency
Massachusetts
$8K 321 +179 +126%
GRP
22
Global Retirement Partners
California
$6K 234 +234 New
UB
23
UMB Bank
Missouri
$754 30,272 +1,856 +7%
LWCFA
24
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
– – -689 Closed
AC
25
Avestar Capital
New York
– – -300 Closed
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