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Nuveen ESG Emerging Markets Equity ETF

37 hedge funds and large institutions have $23M invested in Nuveen ESG Emerging Markets Equity ETF in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

11% more capital invested

Capital invested by funds: $20.8M → $23M (+$2.23M)

1.1% less ownership

Funds ownership: 52.04%50.94% (-1.1%)

3% less funds holding

Funds holding: 3837 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
15
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$4.65M -$624K -22,429 -12%
Citadel Advisors
2
Citadel Advisors
Florida
$2.03M -$117K -4,210 -6%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$1.79M +$386K +13,879 +28%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.36M -$937K -33,706 -41%
Bank of America
5
Bank of America
North Carolina
$1.3M +$67.9K +2,440 +6%
LPL Financial
6
LPL Financial
California
$1.22M -$28K -1,007 -2%
Creative Planning
7
Creative Planning
Kansas
$1.17M
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.06M +$475K +17,066 +84%
GI
9
Gradient Investments
Minnesota
$973K +$60.8K +2,185 +7%
APP
10
Avantax Planning Partners
Iowa
$903K -$7.7K -277 -0.9%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$858K +$58K +2,086 +7%
UB
12
UMB Bank
Missouri
$675K
HTC
13
Haverford Trust Company
Pennsylvania
$610K
HA
14
Harborview Advisors
Maine
$550K +$47.5K +1,709 +10%
ASN
15
Advisory Services Network
Georgia
$538K -$11.1K -400 -2%
WCFA
16
Walkner Condon Financial Advisors
Wisconsin
$442K +$30K +1,079 +7%
FAAS
17
First Allied Advisory Services
California
$393K -$95.3K -3,426 -20%
HighTower Advisors
18
HighTower Advisors
Illinois
$310K +$7.23K +260 +2%
CHP
19
Cable Hill Partners
Oregon
$305K +$299K +10,763 New
CI
20
CX Institutional
Indiana
$291K -$36.1K -1,298 -11%
WT
21
Whittier Trust
California
$287K
TAIM
22
TD Ameritrade Investment Management
Nebraska
$252K +$9.51K +342 +4%
MFS
23
McNamara Financial Services
Massachusetts
$209K +$205K +7,372 New
SFSG
24
Stearns Financial Services Group
North Carolina
$206K +$28 +1 +0%
Osaic Holdings
25
Osaic Holdings
Arizona
$165K -$3K -108 -2%

NUEM Hedge Fund Activity: Q3 2020 in Review

37 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Emerging Markets Equity ETF (NUEM) for Q3 2020, worth a combined $23M — up 11% from $20.8M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of NUEM and 2 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 15 added.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $475K. The largest seller was Susquehanna International Group, cutting an estimated $937K.

  • 37 institutional investors held Nuveen ESG Emerging Markets Equity ETF (NUEM) as of Q3 2020, down from 38 in Q2 2020.
  • Funds reported $23M of Nuveen ESG Emerging Markets Equity ETF stock for Q3 2020, up 11% quarter-over-quarter.
  • 2 funds opened new Nuveen ESG Emerging Markets Equity ETF positions in Q3 2020 and 3 closed out, a net change of -1 holder.
  • The largest Nuveen ESG Emerging Markets Equity ETF buyer in Q3 2020 was Cambridge Investment Research Advisors, an estimated $475K added.
  • The largest Nuveen ESG Emerging Markets Equity ETF seller in Q3 2020 was Susquehanna International Group, an estimated $937K sold.

Based on aggregated 13F filings for Q3 2020.