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Nuveen ESG Emerging Markets Equity ETF
NUEM

37 hedge funds and large institutions have $16.9M invested in Nuveen ESG Emerging Markets Equity ETF in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

267% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 6

12% more funds holding

Funds holding: 33 → 37 (+4)

52.3% less ownership

Funds ownership: 82.13% → 29.83% (-52%)

66% less capital invested

Capital invested by funds: $49.3M → $16.9M (-$32.5M)

Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
22
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$4.03M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.24M
3
Creative Planning
Creative Planning
Kansas
+$1.04M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$384K
5
WT
Whittier Trust
California
+$254K

Top Sellers

1
N
Nuveen
North Carolina
-$32.8M
2
Goldman Sachs
Goldman Sachs
New York
-$2.47M
3
Jane Street
Jane Street
New York
-$784K
4
TAIM
TD Ameritrade Investment Management
Nebraska
-$123K
5
UB
UMB Bank
Missouri
-$57.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$4.45M +$4.03M +160,363 +307%
Goldman Sachs
2
Goldman Sachs
New York
$1.54M -$2.47M -98,317 -57%
GI
3
Gradient Investments
Minnesota
$1.5M +$189K +7,508 +12%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.04M +$1.24M +49,552 New
LPL Financial
5
LPL Financial
California
$919K +$98.7K +3,929 +10%
Creative Planning
6
Creative Planning
Kansas
$865K +$1.04M +41,300 New
Bank of America
7
Bank of America
North Carolina
$804K -$44.6K -1,775 -4%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$719K +$384K +15,287 +80%
UB
9
UMB Bank
Missouri
$592K -$57.5K -2,289 -7%
Jane Street
10
Jane Street
New York
$564K -$784K -31,227 -54%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$421K +$226K +8,986 +81%
ASN
12
Advisory Services Network
Georgia
$406K +$829 +33 +0.2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$401K +$69K +2,748 +17%
HA
14
Harborview Advisors
Maine
$365K +$52K +2,071 +13%
FAAS
15
First Allied Advisory Services
California
$350K +$209K +8,328 +99%
HighTower Advisors
16
HighTower Advisors
Illinois
$303K +$152K +6,068 +72%
WCFA
17
Walkner Condon Financial Advisors
Wisconsin
$275K +$78.5K +3,126 +31%
APP
18
Avantax Planning Partners
Iowa
$213K +$44.6K +1,777 +21%
WT
19
Whittier Trust
California
$212K +$254K +10,100 New
CI
20
CX Institutional
Indiana
$187K +$184K +7,322 +462%
Osaic Holdings
21
Osaic Holdings
Arizona
$156K +$188K +7,490 New
SFSG
22
Stearns Financial Services Group
North Carolina
$152K +$137K +5,445 +299%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$96K +$38K +1,513 +50%
SFS
24
Sowell Financial Services
Arkansas
$83K +$2.01K +80 +2%
AF
25
Advisornet Financial
Minnesota
$47K +$653 +26 +1%
1
2

NUEM Hedge Fund Activity: Q1 2020 in Review

37 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Emerging Markets Equity ETF (NUEM) for Q1 2020, worth a combined $16.9M — down 66% from $49.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NUEM positions and 1 closed out — a net gain of 6 holders — while 22 added to existing stakes and 6 trimmed.

The largest buyer was UBS Group, adding an estimated $4.03M. The largest seller was Nuveen, exiting entirely with an estimated $32.8M sold.

  • 37 institutional investors held Nuveen ESG Emerging Markets Equity ETF (NUEM) as of Q1 2020, up from 33 in Q4 2019.
  • Funds reported $16.9M of Nuveen ESG Emerging Markets Equity ETF stock for Q1 2020, down 66% quarter-over-quarter.
  • 7 funds opened new Nuveen ESG Emerging Markets Equity ETF positions in Q1 2020 and 1 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Emerging Markets Equity ETF buyer in Q1 2020 was UBS Group, an estimated $4.03M added.
  • The largest Nuveen ESG Emerging Markets Equity ETF seller in Q1 2020 was Nuveen, an estimated $32.8M sold.

Based on aggregated 13F filings for Q1 2020.