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Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG

Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$16.8M +$816K +31,839 +5%
AssetMark Inc
2
AssetMark Inc
California
$12.3M +$3.21M +125,417 +35%
BFA
3
Beaumont Financial Advisors
Massachusetts
$7.04M -$37.8K -1,475 -0.5%
SS
4
Simplicity Solutions
Minnesota
$5.97M +$336K +13,103 +6%
Morgan Stanley
5
Morgan Stanley
New York
$5.26M -$2.96M -115,349 -36%
FTUS
6
Flow Traders U.S.
New York
$3.94M +$3.16M +123,510 +416%
BCM
7
Beaumont Capital Management
Massachusetts
$3.35M +$3.34M +130,374 New
Bank of America
8
Bank of America
North Carolina
$3.33M -$647K -25,270 -16%
BCI
9
Brinker Capital Investments
Pennsylvania
$3.2M – – –
EH
10
Equitable Holdings
New York
$2.27M +$2.26M +88,127 New
Osaic Holdings
11
Osaic Holdings
Arizona
$1.51M +$63.5K +2,477 +4%
AWA
12
Alta Wealth Advisors
Massachusetts
$1.08M +$1.07M +41,846 New
DAS
13
Dynamic Advisor Solutions
Arizona
$912K +$87.5K +3,415 +11%
PAG
14
Private Advisor Group
New Jersey
$851K +$30.2K +1,179 +4%
Truist Financial
15
Truist Financial
North Carolina
$664K -$25.7K -1,005 -4%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$592K -$195K -7,623 -25%
LPL Financial
17
LPL Financial
California
$401K +$5.23K +204 +1%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$290K +$14.6K +570 +5%
MML Investors Services
19
MML Investors Services
Massachusetts
$268K -$12K -470 -4%
MFS
20
McNamara Financial Services
Massachusetts
$213K – – –
IA
21
IFP Advisors
Florida
$194K +$45.1K +1,761 +31%
CFA
22
Carroll Financial Associates
North Carolina
$145K – – –
TIM
23
Tortoise Investment Management
New York
$129K -$120K -4,700 -48%
UBS Group
24
UBS Group
Switzerland
$115K -$3.82K -149 -3%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$102K -$18K -701 -15%
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