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Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG

Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$15.6M -$4.91M -193,931 -24%
Morgan Stanley
2
Morgan Stanley
New York
$8.56M +$174K +6,856 +2%
BFA
3
Beaumont Financial Advisors
Massachusetts
$7.62M -$2.75M -108,347 -27%
AssetMark Inc
4
AssetMark Inc
California
$7.1M -$91.2M -3,597,658 -93%
SS
5
Simplicity Solutions
Minnesota
$5.4M -$778K -30,680 -13%
Bank of America
6
Bank of America
North Carolina
$3.95M -$115K -4,543 -3%
BCI
7
Brinker Capital Investments
Pennsylvania
$3.18M – – –
Jane Street
8
Jane Street
New York
$2.07M -$3.18M -125,514 -61%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.68M +$55.9K +2,204 +3%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.6M +$1.59M +62,587 New
Osaic Holdings
11
Osaic Holdings
Arizona
$1.58M -$5.98M -235,791 -79%
FTUS
12
Flow Traders U.S.
New York
$1.19M +$1.18M +46,557 New
PAG
13
Private Advisor Group
New Jersey
$814K +$51.8K +2,044 +7%
MWA
14
MFA Wealth Advisors
Pennsylvania
$700K +$693K +27,341 New
Truist Financial
15
Truist Financial
North Carolina
$699K -$25.4K -1,003 -4%
Citadel Advisors
16
Citadel Advisors
Florida
$400K +$397K +15,648 New
LPL Financial
17
LPL Financial
California
$372K +$12.5K +495 +4%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$315K -$6.36K -251 -2%
MML Investors Services
19
MML Investors Services
Massachusetts
$279K -$11.8K -466 -4%
TIM
20
Tortoise Investment Management
New York
$248K – – –
MFS
21
McNamara Financial Services
Massachusetts
$211K -$17.7K -698 -8%
IA
22
IFP Advisors
Florida
$198K -$6.49K -256 -3%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$159K -$131K -5,177 -45%
CFA
24
Carroll Financial Associates
North Carolina
$145K – – –
UBS Group
25
UBS Group
Switzerland
$135K +$17.3K +683 +15%
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