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Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG

Name Holding Trade Value Shares
Change 		Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$64.9M +$54M +2,147,453 +448%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$15M -$1.16M -46,077 -7%
SS
3
Simplicity Solutions
Minnesota
$7.59M +$1.88M +74,901 +32%
Osaic Holdings
4
Osaic Holdings
Arizona
$6.87M +$5.51M +219,155 +373%
BFA
5
Beaumont Financial Advisors
Massachusetts
$6.65M -$125K -4,985 -2%
ACP
6
Aveo Capital Partners
Colorado
$4.24M +$4.32M +171,805 New
BCM
7
Beaumont Capital Management
Massachusetts
$3.78M +$570K +22,667 +17%
BCI
8
Brinker Capital Investments
Pennsylvania
$3.07M – – –
Citadel Advisors
9
Citadel Advisors
Florida
$3.02M +$3.08M +122,421 New
Bank of America
10
Bank of America
North Carolina
$2.88M -$329K -13,086 -10%
Morgan Stanley
11
Morgan Stanley
New York
$2.05M -$3.07M -122,022 -60%
Jane Street
12
Jane Street
New York
$2.04M +$2.08M +82,649 New
AWA
13
Alta Wealth Advisors
Massachusetts
$929K -$107K -4,260 -10%
DAS
14
Dynamic Advisor Solutions
Arizona
$889K +$13.3K +527 +1%
PAG
15
Private Advisor Group
New Jersey
$833K +$15K +598 +2%
Truist Financial
16
Truist Financial
North Carolina
$662K +$23.5K +935 +4%
AIC
17
Ameritas Investment Company
Nebraska
$461K +$470K +18,679 New
W
18
WealthOne
New York
$373K +$379K +15,081 New
LPL Financial
19
LPL Financial
California
$366K -$19.8K -788 -5%
RJA
20
Raymond James & Associates
Florida
$344K +$350K +13,923 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$279K +$201 +8 +0.1%
MML Investors Services
22
MML Investors Services
Massachusetts
$268K +$10.7K +427 +4%
UBS Group
23
UBS Group
Switzerland
$216K +$107K +4,254 +95%
MFS
24
McNamara Financial Services
Massachusetts
$213K – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$195K +$98.4K +3,912 +98%
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