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Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG

Name Holding Trade Value Shares
Change 		Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$96.5M +$96.4M +3,874,710 +822,656%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$20M -$2.15M -86,422 -10%
BFA
3
Beaumont Financial Advisors
Massachusetts
$10.1M -$2.5M -100,390 -20%
Morgan Stanley
4
Morgan Stanley
New York
$8.16M +$226K +9,069 +3%
Osaic Holdings
5
Osaic Holdings
Arizona
$7.41M +$7.4M +297,519 New
SS
6
Simplicity Solutions
Minnesota
$6.02M +$431K +17,314 +8%
Jane Street
7
Jane Street
New York
$5.14M +$5.14M +206,573 New
Bank of America
8
Bank of America
North Carolina
$3.96M -$3.55M -142,914 -47%
BCI
9
Brinker Capital Investments
Pennsylvania
$3.1M – – –
ACP
10
Aveo Capital Partners
Colorado
$2.83M +$2.82M +113,474 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.58M +$1.25M +50,415 +382%
CAG
12
Csenge Advisory Group
Florida
$844K +$843K +33,876 New
PAG
13
Private Advisor Group
New Jersey
$741K +$342K +13,767 +86%
Truist Financial
14
Truist Financial
North Carolina
$705K -$20.3K -815 -3%
HH
15
Hilltop Holdings
Texas
$631K +$630K +25,342 New
LPL Financial
16
LPL Financial
California
$350K -$37.4K -1,502 -10%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$313K +$8.06K +324 +3%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$285K +$152K +6,116 +115%
MML Investors Services
19
MML Investors Services
Massachusetts
$283K -$14.4K -579 -5%
TIM
20
Tortoise Investment Management
New York
$242K – – –
MFS
21
McNamara Financial Services
Massachusetts
$223K +$222K +8,943 New
AI
22
Atria Investments
North Carolina
$218K +$217K +8,739 New
IA
23
IFP Advisors
Florida
$197K -$44.4K -1,786 -18%
CFA
24
Carroll Financial Associates
North Carolina
$141K -$995 -40 -0.7%
UBS Group
25
UBS Group
Switzerland
$115K -$205K -8,251 -64%
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