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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

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69 hedge funds and large institutions have $114M invested in NUVEEN PERFORMANCE+MUN FUND in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 10

7% more capital invested

Capital invested by funds: $106M → $114M (+$7.97M)

5% more funds holding

Funds holding: 66 → 69 (+3)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

Holders
69
Holders Change
+3
Holders Change %
+4.55%
% of All Funds
2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
19
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
V
Veritable
Delaware
+$8.22M
2
MSL
Mackay Shields LLC
New York
+$3.03M
3
OA
Oxbow Advisors
Texas
+$2.45M
4
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$1.75M
5
GEM
Global Endowment Management
North Carolina
+$1.7M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$7.16M
2
GC
Guggenheim Capital
Illinois
-$1.35M
3
RCM
Rivernorth Capital Management
Florida
-$1.32M
4
TC
TFS Capital
Pennsylvania
-$885K
5
Bank of America
Bank of America
North Carolina
-$855K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$50K -$22.6K -1,704 -32%
Bank of Montreal
52
Bank of Montreal
Ontario, Canada
$34K +$33.1K +2,500 New
WA
53
WFG Advisors
Texas
$33K – – –
DAM
54
Delta Asset Management
Tennessee
$27K -$26.5K -2,000 -50%
Citigroup
55
Citigroup
New York
$27K +$21.6K +1,628 +466%
M&T Bank
56
M&T Bank
New York
$23K – – –
Creative Planning
57
Creative Planning
Kansas
$21K +$16.6K +1,257 +389%
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$20K -$44.3K -3,347 -69%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$20K – – –
RIA
60
Regal Investment Advisors
Michigan
$20K +$19.9K +1,500 New
PFSC
61
Peoples Financial Services Corp
Pennsylvania
$15K +$14.5K +1,096 New
ST
62
Smithfield Trust
Pennsylvania
$14K – – –
FAM
63
Formidable Asset Management
Ohio
$12K – – –
MA
64
MUFG Americas
New York
$10K +$10K +755 New
Fifth Third Bancorp
65
Fifth Third Bancorp
Ohio
$9K – – –
TFA
66
Transamerica Financial Advisors
Florida
$8K -$6.3K -476 -47%
VIA
67
Vantage Investment Advisors
Pennsylvania
$4K +$3.73K +282 New
Northern Trust
68
Northern Trust
Illinois
$4K +$104K +7,817 +34%
GI
69
Gradient Investments
Minnesota
$2K +$1.99K +150 New
TC
70
TFS Capital
Pennsylvania
– -$885K -65,524 Closed
KIM
71
Karpus Investment Management
New York
– -$808K -59,805 Closed
TCM
72
Texan Capital Management
Texas
– -$426K -31,500 Closed
Jane Street
73
Jane Street
New York
– -$177K -13,098 Closed
PP
74
Paloma Partners
Connecticut
– -$143K -10,561 Closed
TJHA
75
Thomas J. Herzfeld Advisors
Florida
– -$122K -9,000 Closed
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NPP Hedge Fund Activity: Q4 2013 in Review

69 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PERFORMANCE+MUN FUND (NPP) for Q4 2013, worth a combined $114M — up 7.5% from $106M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new NPP positions and 10 closed out — a net gain of 5 holders — while 19 added to existing stakes and 20 trimmed.

The largest buyer was Veritable, adding an estimated $8.22M. The largest seller was Morgan Stanley, cutting an estimated $7.16M.

  • 69 institutional investors held NUVEEN PERFORMANCE+MUN FUND (NPP) as of Q4 2013, up from 66 in Q3 2013.
  • Funds reported $114M of NUVEEN PERFORMANCE+MUN FUND stock for Q4 2013, up 7.5% quarter-over-quarter.
  • 15 funds opened new NUVEEN PERFORMANCE+MUN FUND positions in Q4 2013 and 10 closed out, a net change of +5 holders.
  • The largest NUVEEN PERFORMANCE+MUN FUND buyer in Q4 2013 was Veritable, an estimated $8.22M added.
  • The largest NUVEEN PERFORMANCE+MUN FUND seller in Q4 2013 was Morgan Stanley, an estimated $7.16M sold.

Based on aggregated 13F filings for Q4 2013.