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Nuveen Core Plus Impact Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UPS
26
UHLMANN PRICE SECURITIES
Illinois
$159K +$4.86K +466 +3%
BCA
27
Bay Colony Advisors
Massachusetts
$154K +$7.86K +754 +6%
PIWA
28
Prevail Innovative Wealth Advisors
Kansas
$150K -$370K -35,475 -73%
PFA
29
Petra Financial Advisors
Colorado
$116K +$108K +10,365 New
OBWG
30
Onyx Bridge Wealth Group
New York
$115K -$26.1K -2,500 -20%
P
31
&Partners
Tennessee
$113K +$73 +7 +0.1%
Comerica Bank
32
Comerica Bank
Texas
$94.5K +$14.9K +1,428 +20%
GWM
33
Geneos Wealth Management
Colorado
$55.5K +$4.12K +395 +9%
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$53.2K +$49.5K +4,745 New
LFG
35
Larson Financial Group
Missouri
$38.7K +$156 +15 +0.4%
WA
36
WPG Advisers
Maryland
$23.5K -$938 -90 -4%
NFSG
37
Newbridge Financial Services Group
Florida
$11.2K +$10.4K +1,000 New
FIA
38
FNY Investment Advisers
New York
$6K
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$5K
AssetMark Inc
40
AssetMark Inc
California
$650
SCM
41
Saba Capital Management
New York
-$6.49M -607,083 Closed
SFS
42
Shaker Financial Services
Virginia
-$3.31M -307,381 Closed
AC
43
Almitas Capital
California
-$2.88M -269,668 Closed
Allspring Global Investments
44
Allspring Global Investments
North Carolina
-$1.68M -157,490 Closed
AIA
45
Absolute Investment Advisers
Florida
-$1.39M -129,763 Closed
RAM
46
Readystate Asset Management
Illinois
-$956K -89,396 Closed
Walleye Capital
47
Walleye Capital
New York
-$771K -72,167 Closed
QL
48
Quarry LP
New York
-$535K -50,038 Closed
WAM
49
Wolverine Asset Management
Illinois
-$470K -43,931 Closed
HighTower Advisors
50
HighTower Advisors
Illinois
-$227K -21,200 Closed