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Nuveen Core Plus Impact Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$504K +$507K +47,143 New
WAM
27
Wolverine Asset Management
Illinois
$470K +$276K +25,697 +141%
PI
28
PFG Investments
New York
$466K +$113K +10,514 +32%
SWM
29
SeaCrest Wealth Management
New York
$448K +$145K +13,529 +48%
Raymond James Financial
30
Raymond James Financial
Florida
$293K +$33.6K +3,127 +13%
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$241K -$15K -1,400 -6%
HighTower Advisors
32
HighTower Advisors
Illinois
$227K +$228K +21,200 New
AWS
33
Atria Wealth Solutions
New York
$226K +$224K +20,875 New
XT
34
XTX Topco
Cayman Islands
$201K +$202K +18,833 New
CA
35
CoreCap Advisors
Michigan
$199K +$200K +18,600 New
UPS
36
UHLMANN PRICE SECURITIES
Illinois
$146K +$3.17K +295 +2%
BCA
37
Bay Colony Advisors
Massachusetts
$139K -$24.9K -2,320 -15%
OBWG
38
Onyx Bridge Wealth Group
New York
$136K -$79.9K -7,438 -37%
SFS
39
Sowell Financial Services
Arkansas
$135K +$135K +12,600 New
VCM
40
Virtue Capital Management
Tennessee
$124K +$125K +11,631 New
P
41
&Partners
Tennessee
$108K
EC
42
Elequin Capital
New York
$104K +$33.1K +3,078 +46%
Comerica Bank
43
Comerica Bank
Texas
$74.8K +$795 +74 +1%
GWM
44
Geneos Wealth Management
Colorado
$48.7K +$48.9K +4,552 New
LFG
45
Larson Financial Group
Missouri
$36.8K +$97 +9 +0.3%
NWMP
46
Noble Wealth Management PBC
Colorado
$36.3K +$36.5K +3,400 New
HNB
47
Huntington National Bank
Ohio
$32.1K
WA
48
WPG Advisers
Maryland
$23.4K +$15.2K +1,416 +183%
FIA
49
FNY Investment Advisers
New York
$6K +$6.45K +600 New
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$5K