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NOVM

FT Vest U.S. Equity Max Buffer ETF - November

Name Holding Trade Value Shares
Change
Change in
Stake
CCFM
1
Clear Creek Financial Management
Washington
$3.02M +$3.02M +98,664 New
WP
2
WealthPLAN Partners
Nebraska
$708K +$710K +23,155 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$599K +$601K +19,614 New
BTWM
4
Brass Tax Wealth Management
Ohio
$578K +$580K +18,910 New
BRWA
5
B. Riley Wealth Advisors
Florida
$576K +$577K +18,834 New
Jane Street
6
Jane Street
New York
$570K +$571K +18,643 New
WIM
7
WealthPlan Investment Management
Nebraska
$564K +$566K +18,459 New
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$424K +$425K +13,874 New
CAM
9
Creekmur Asset Management
Illinois
$413K +$414K +13,514 New
AWM
10
AE Wealth Management
Kansas
$409K +$410K +13,383 New
MFS
11
Madrona Financial Services
Washington
$332K +$333K +10,880 New
IA
12
IFP Advisors
Florida
$306K +$306K +10,000 New
GFA
13
Gallagher Fiduciary Advisors
Illinois
$250K +$251K +8,178 New
IFG
14
Independent Financial Group
California
$243K +$244K +7,954 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$216K +$217K +7,069 New
Osaic Holdings
16
Osaic Holdings
Arizona
$204K +$205K +6,677 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$202K +$202K +6,594 New
GWM
18
Geneos Wealth Management
Colorado
$191K +$192K +6,250 New
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$155K +$155K +5,061 New
Barclays
20
Barclays
United Kingdom
$147K +$147K +4,810 New
PS
21
Principal Securities
Iowa
$45.8K +$46K +1,500 New
CAL
22
Capital Analysts LLC
Pennsylvania
$30K +$30.1K +982 New
DFA
23
DHJJ Financial Advisors
Illinois
$8.1K +$8.12K +265 New
UBS Group
24
UBS Group
Switzerland
$3.06K +$3.06K +100 New