Independent Financial Group’s FT Vest U.S. Equity Max Buffer ETF - November NOVM Stock Holding History

Independent Financial Group’s Portfolio NOVM Stock Details NOVM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-7,672	Closed	-$251K	–	1644
2026 Q1	$251K	Hold	7,672	–	–	0.01%	1253
2025 Q4	$252K	Hold	7,672	–	–	0.01%	1236
2025 Q3	$247K	Hold	7,672	–	–	0.01%	1184
2025 Q2	$241K	Sell	7,672 -282	-4%	-$8.67K	0.01%	1129
2025 Q1	$242K	Hold	7,954	–	–	0.01%	1021
2024 Q4	$243K	Buy	+7,954	New	+$244K	0.01%	990

Other funds holding NOVM

CCFM

Clear Creek Financial Management Silverdale, Washington $1.56B AUM 31.02% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

MFS

Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return

Waverly Advisors Birmingham, Alabama $17.2B AUM 24.89% 1-Year Est. Return

GFA

Gallagher Fiduciary Advisors Rolling Meadows, Illinois $3.04B AUM 16.58% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $4.96B AUM 27.52% 1-Year Est. Return

Independent Financial Group's NOVM Position: Q2 2026 in Review

Independent Financial Group sold out of FT Vest U.S. Equity Max Buffer ETF - November (NOVM) in Q2 2026, closing a stake of 7,672 shares — an estimated $251K sold.

Independent Financial Group first reported a position in NOVM in Q4 2024 and held it in 6 quarters. The position peaked at $252K in Q4 2025. 31 funds tracked by Wall St. Rank hold NOVM as of Q2 2026.

Independent Financial Group reported no remaining FT Vest U.S. Equity Max Buffer ETF - November position as of Q2 2026 after selling out during the quarter.
Independent Financial Group sold 7,672 FT Vest U.S. Equity Max Buffer ETF - November shares in Q2 2026, an estimated $251K.
Independent Financial Group first reported a position in FT Vest U.S. Equity Max Buffer ETF - November in Q4 2024 and held it in 6 quarters.
Independent Financial Group's FT Vest U.S. Equity Max Buffer ETF - November position peaked at $252K in Q4 2025.
31 funds tracked by Wall St. Rank held FT Vest U.S. Equity Max Buffer ETF - November as of Q2 2026.

Based on Independent Financial Group's 13F filing for Q2 2026, filed 15 Jul 2026.