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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
Mirae Asset Global Investments
76
Mirae Asset Global Investments
South Korea
$467K +$106K +7,741 +29%
Point72 Asset Management
77
Point72 Asset Management
Connecticut
$462K +$462K +33,862 New
RIG
78
Roosevelt Investment Group
New York
$458K
PA
79
Perennial Advisors
New York
$428K +$6.23K +457 +1%
BRWM
80
B. Riley Wealth Management
Tennessee
$420K
Envestnet Asset Management
81
Envestnet Asset Management
Illinois
$420K +$41K +3,005 +11%
CIC
82
Cornercap Investment Counsel
Georgia
$412K
PAWC
83
P.A.W. Capital
Connecticut
$409K
FAAS
84
First Allied Advisory Services
California
$399K +$134K +9,844 +51%
CIBC Private Wealth Group
85
CIBC Private Wealth Group
Georgia
$397K +$5.32K +390 +1%
TC
86
Telemus Capital
Michigan
$354K
RJFSA
87
Raymond James Financial Services Advisors
Florida
$336K -$28.7K -2,103 -8%
PPA
88
Parametric Portfolio Associates
Washington
$335K -$4.09K -300 -1%
Creative Planning
89
Creative Planning
Kansas
$328K +$7.93K +582 +2%
DIM
90
DC Investments Management
Virginia
$328K +$106K +7,802 +48%
Balyasny Asset Management
91
Balyasny Asset Management
Illinois
$328K +$328K +24,038 New
BA
92
Bard Associates
Illinois
$306K -$19.1K -1,400 -6%
Group One Trading
93
Group One Trading
Illinois
$303K -$9.54K -700 -3%
WAM
94
Wolverine Asset Management
Illinois
$285K +$286K +20,955 New
CANY
95
Caxton Associates (New York)
New York
$282K -$84.9K -6,230 -23%
MWP
96
MYCIO Wealth Partners
Pennsylvania
$273K
ICA
97
Infrastructure Capital Advisors
New York
$273K +$273K +20,000 New
Stifel Financial
98
Stifel Financial
Missouri
$267K -$42.1K -3,089 -14%
B
99
Bailard
California
$258K
RJA
100
Raymond James & Associates
Florida
$256K +$9.69K +711 +4%