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Nuveen Multi-Asset Income Fund
NMAI

74 hedge funds and large institutions have $93.6M invested in Nuveen Multi-Asset Income Fund in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 20

6% more capital invested

Capital invested by funds: $88M → $93.6M (+$5.63M)

1.43% more ownership

Funds ownership: 22.91% → 24.34% (+1.4%)

4% less funds holding

Funds holding: 77 → 74 (-3)

10% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 10

Holders
74
Holders Change
-3
Holders Change %
-3.9%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
23
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HBCM
Heron Bay Capital Management
Michigan
+$1.91M
2
WAM
Wolverine Asset Management
Illinois
+$1.23M
3
SFS
Shaker Financial Services
Virginia
+$932K
4
CCP
Clough Capital Partners
Massachusetts
+$877K
5
UBS Group
UBS Group
Switzerland
+$812K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$562K
2
GC
Guggenheim Capital
Illinois
-$399K
3
Wells Fargo
Wells Fargo
California
-$384K
4
First Trust Advisors
First Trust Advisors
Illinois
-$335K
5
EC
Elequin Capital
New York
-$321K
Name Holding Trade Value Shares
Change 		Change in
Stake
FMWA
26
Forvis Mazars Wealth Advisors
Missouri
$352K – – –
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$351K – – –
GIA
28
Gladstone Institutional Advisory
Florida
$346K – – –
RJFSA
29
Raymond James Financial Services Advisors
Florida
$342K -$7.03K -583 -2%
GC
30
Guggenheim Capital
Illinois
$309K -$399K -33,066 -55%
NA
31
NewEdge Advisors
Louisiana
$308K +$37.8K +3,134 +13%
Invesco
32
Invesco
Georgia
$306K -$2.16K -179 -0.7%
DADC
33
D.A. Davidson & Co
Montana
$285K +$1.87K +155 +0.6%
MA
34
Mutual Advisors
Nebraska
$279K -$8.25K -684 -3%
IWC
35
Integrated Wealth Concepts
Massachusetts
$272K +$8.96K +743 +3%
Walleye Capital
36
Walleye Capital
New York
$254K -$19.6K -1,626 -7%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$248K +$14.1K +1,168 +6%
MML Investors Services
38
MML Investors Services
Massachusetts
$227K -$32K -2,654 -12%
SPC
39
Sigma Planning Corp
Michigan
$226K -$22.7K -1,884 -9%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$184K -$241 -20 -0.1%
EC
41
Elequin Capital
New York
$175K -$321K -26,649 -64%
SFS
42
Sowell Financial Services
Arkansas
$158K +$166K +13,726 New
BI
43
Bulldog Investors
New Jersey
$147K – – –
LC
44
Lindbrook Capital
California
$138K – – –
9WM
45
9258 Wealth Management
Ohio
$124K – – –
FAG
46
Fortitude Advisory Group
Washington
$122K +$4.81K +399 +4%
Koshinski Asset Management
47
Koshinski Asset Management
Illinois
$122K – – –
SWM
48
Spire Wealth Management
Virginia
$86.5K +$90.4K +7,497 New
CWC
49
Carolinas Wealth Consulting
North Carolina
$86K – – –
ASN
50
Advisory Services Network
Georgia
$83.5K +$12 +1 +0%
1
2
3 4

NMAI Hedge Fund Activity: Q1 2023 in Review

74 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen Multi-Asset Income Fund (NMAI) for Q1 2023, worth a combined $93.6M — up 6.4% from $88M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NMAI and 9 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 23 added.

The largest buyer was Heron Bay Capital Management, adding an estimated $1.91M. The largest seller was Bank of America, cutting an estimated $562K.

  • 74 institutional investors held Nuveen Multi-Asset Income Fund (NMAI) as of Q1 2023, down from 77 in Q4 2022.
  • Funds reported $93.6M of Nuveen Multi-Asset Income Fund stock for Q1 2023, up 6.4% quarter-over-quarter.
  • 9 funds opened new Nuveen Multi-Asset Income Fund positions in Q1 2023 and 10 closed out, a net change of -1 holder.
  • The largest Nuveen Multi-Asset Income Fund buyer in Q1 2023 was Heron Bay Capital Management, an estimated $1.91M added.
  • The largest Nuveen Multi-Asset Income Fund seller in Q1 2023 was Bank of America, an estimated $562K sold.

Based on aggregated 13F filings for Q1 2023.