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NHS

Neuberger High Yield Strategies Fund Inc
NHS

37 hedge funds and large institutions have $61.2M invested in Neuberger High Yield Strategies Fund Inc in 2017 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

1.14% more ownership

Funds ownership: 25.5% → 26.64% (+1.1%)

1% more capital invested

Capital invested by funds: $60.6M → $61.2M (+$637K)

5% less funds holding

Funds holding: 39 → 37 (-2)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
16
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.85M
2
Wells Fargo
Wells Fargo
California
+$1.34M
3
VCM
Vivaldi Capital Management
Illinois
+$920K
4
SCM
Saba Capital Management
New York
+$563K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$417K

Top Sellers

Rank Fund Capital Flow
1
SI
SII Investments
Wisconsin
-$1.13M
2
Citigroup
Citigroup
New York
-$1.09M
3
WS
Wedbush Securities
California
-$567K
4
LPL Financial
LPL Financial
California
-$441K
5
CRC
Curi RMB Capital
Illinois
-$316K
Name Holding Trade Value Shares
Change 		Change in
Stake
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$246K – – –
RJFSA
27
Raymond James Financial Services Advisors
Florida
$232K +$10.1K +853 +5%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$204K +$11.3K +950 +6%
RJT
29
Raymond James Trust
Florida
$166K – – –
MML Investors Services
30
MML Investors Services
Massachusetts
$147K +$1.46K +123 +1%
GWM
31
Geneos Wealth Management
Colorado
$125K – – –
CRC
32
Curi RMB Capital
Illinois
$121K -$316K -26,560 -72%
Citigroup
33
Citigroup
New York
$64K -$1.09M -91,503 -94%
US Bancorp
34
US Bancorp
Minnesota
$42K – – –
RIA
35
RPG Investment Advisory
California
$21K -$9.52K -800 -31%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$12K – – –
AFNAS
37
American Financial Network Advisory Services
California
$10K – – –
SI
38
SII Investments
Wisconsin
– -$1.13M -93,333 Closed
WS
39
Wedbush Securities
California
– -$567K -46,597 Closed
TJHA
40
Thomas J. Herzfeld Advisors
Florida
– -$56K -4,579 Closed
FANJ
41
Financial Architects (New Jersey)
New Jersey
– -$6K -500 Closed
PCM
42
Penserra Capital Management
California
– -$3K -252 Closed
1
2

NHS Hedge Fund Activity: Q4 2017 in Review

37 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Neuberger High Yield Strategies Fund Inc (NHS) for Q4 2017, worth a combined $61.2M — up 1.1% from $60.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of NHS and 3 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 16 added.

The largest buyer was Morgan Stanley, adding an estimated $1.85M. The largest seller was SII Investments, exiting entirely with an estimated $1.13M sold.

  • 37 institutional investors held Neuberger High Yield Strategies Fund Inc (NHS) as of Q4 2017, down from 39 in Q3 2017.
  • Funds reported $61.2M of Neuberger High Yield Strategies Fund Inc stock for Q4 2017, up 1.1% quarter-over-quarter.
  • 3 funds opened new Neuberger High Yield Strategies Fund Inc positions in Q4 2017 and 5 closed out, a net change of -2 holders.
  • The largest Neuberger High Yield Strategies Fund Inc buyer in Q4 2017 was Morgan Stanley, an estimated $1.85M added.
  • The largest Neuberger High Yield Strategies Fund Inc seller in Q4 2017 was SII Investments, an estimated $1.13M sold.

Based on aggregated 13F filings for Q4 2017.