NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

39 hedge funds and large institutions have $60.6M invested in Neuberger Berman High Yield Strategies Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 11 closing their positions.

Holders
39
Holders Change
-9
Holders Change %
-18.75%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
18
Reduced
12
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$7.29M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.57M
3
RCM
3
Robinson Capital Management
Michigan
$2.86M
4
HighTower Advisors
4
HighTower Advisors
Illinois
$392K
5
PPA
5
Parametric Portfolio Associates
Washington
$2.15M

Top Sellers

1
SCM
1
Saba Capital Management
New York
$6.37M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
LCM
4
Landscape Capital Management
New Jersey
$235K
5
WS
5
Wedbush Securities
California
$567K
Name Market Value Shares Shares
Change 		Shares
Change %
LCM
26
Landscape Capital Management
New Jersey
$235K 19,332 -44,454 -70%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$230K 18,906 +1,811 +11%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$199K 16,357 +2,225 +16%
RJT
29
Raymond James Trust
Florida
$172K 14,113 – –
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$162K 13,406 +1,241 +10%
MML Investors Services
31
MML Investors Services
Massachusetts
$151K 12,386 +2,059 +20%
GWM
32
Geneos Wealth Management
Colorado
$129K 10,644 -576 -5%
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$56K 4,579 – –
US Bancorp
34
US Bancorp
Minnesota
$43K 3,566 – –
RIA
35
RPG Investment Advisory
California
$32K 2,600 +2,600 New
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$12K 1,000 – –
AFNAS
37
American Financial Network Advisory Services
California
$10K 830 +830 New
FANJ
38
Financial Architects (New Jersey)
New Jersey
$6K 500 – –
PCM
39
Penserra Capital Management
California
$3K 252 -48 -16%
SFS
40
Shaker Financial Services
Virginia
– – -195,056 Closed
WAM
41
Wolverine Asset Management
Illinois
– – -68,061 Closed
VCM
42
Vivaldi Capital Management
Illinois
– – -53,168 Closed
DA
43
Doliver Advisors
Texas
– – -26,322 Closed
RIL
44
Rothschild Investment LLC
Illinois
– – -23,467 Closed
SG Americas Securities
45
SG Americas Securities
New York
– – -14,314 Closed
OC
46
Oppenheimer & Co
New York
– – -10,300 Closed
MA
47
MCF Advisors
Kentucky
– – -1,731 Closed
CAL
48
Capital Analysts LLC
Pennsylvania
– – -1,002 Closed
NA
49
NewEdge Advisors
Louisiana
– – -200 Closed
Creative Planning
50
Creative Planning
Kansas
– – -24 Closed
1
2