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NHS

Neuberger High Yield Strategies Fund Inc
NHS

44 hedge funds and large institutions have $52.7M invested in Neuberger High Yield Strategies Fund Inc in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

3% more capital invested

Capital invested by funds: $51.3M → $52.7M (+$1.38M)

1.23% less ownership

Funds ownership: 24% → 22.77% (-1.2%)

14% less funds holding

Funds holding: 51 → 44 (-7)

70% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 10

Holders
44
Holders Change
-7
Holders Change %
-13.73%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
17
Reduced
12
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.88M
2
AAM
Advisors Asset Management
Colorado
+$1.45M
3
AG
Advisor Group
Arizona
+$486K
4
Wells Fargo
Wells Fargo
California
+$422K
5
RCM
Robinson Capital Management
Michigan
+$332K

Top Sellers

Rank Fund Capital Flow
1
MFBTD
MB Financial Bank - Trust Department
Illinois
-$2.02M
2
COLIM
City of London Investment Management
United Kingdom
-$1.25M
3
WAM
Wolverine Asset Management
Illinois
-$1.22M
4
SCM
Saba Capital Management
New York
-$1.09M
5
LCM
Landscape Capital Management
New Jersey
-$934K
Name Holding Trade Value Shares
Change 		Change in
Stake
WCM
26
Wunderlich Capital Managemnt
Tennessee
$149K +$1.81K +157 +1%
OC
27
Oppenheimer & Co
New York
$145K – – –
GWM
28
Geneos Wealth Management
Colorado
$140K – – –
SB
29
Suntrust Banks
Georgia
$137K +$39.7K +3,450 +34%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$133K +$27.6K +2,400 +27%
SI
31
SII Investments
Wisconsin
$132K +$128K +11,130 New
RJFSA
32
Raymond James Financial Services Advisors
Florida
$131K +$127K +11,018 New
Ameriprise
33
Ameriprise
Minnesota
$125K – – –
IA
34
IFP Advisors
Florida
$47K -$23K -2,000 -33%
US Bancorp
35
US Bancorp
Minnesota
$42K – – –
WA
36
WFG Advisors
Texas
$39K +$11.5K +1,000 +44%
MFS
37
MSI Financial Services
Massachusetts
$37K +$34.6K +3,000 +3,750%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$14K -$8.87K -770 -39%
CAL
39
Capital Analysts LLC
Pennsylvania
$13.2K +$12.8K +1,109 New
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$12K – – –
HCM
41
Highlander Capital Management
New Jersey
$7K – – –
FANJ
42
Financial Architects (New Jersey)
New Jersey
$6K – – –
PCM
43
Penserra Capital Management
California
$3K +$795 +69 +33%
MFBTD
44
MB Financial Bank - Trust Department
Illinois
– -$2.02M -183,992 Closed
WAM
45
Wolverine Asset Management
Illinois
– -$1.22M -111,308 Closed
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
– -$428K -39,107 Closed
AA
47
AQR Arbitrage
Connecticut
– -$336K -30,720 Closed
CCB
48
Cutter & Co Brokerage
Missouri
– -$312K -28,527 Closed
CRC
49
Curi RMB Capital
Illinois
– -$131K -12,009 Closed
Creative Planning
50
Creative Planning
Kansas
– -$59.4K -5,158 -100%
1
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NHS Hedge Fund Activity: Q3 2016 in Review

44 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Neuberger High Yield Strategies Fund Inc (NHS) for Q3 2016, worth a combined $52.7M — up 2.7% from $51.3M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NHS and 3 opened new positions — a net loss of 7 holders — while 12 trimmed existing stakes and 17 added.

The largest buyer was Morgan Stanley, adding an estimated $2.88M. The largest seller was MB Financial Bank - Trust Department, exiting entirely with an estimated $2.02M sold.

  • 44 institutional investors held Neuberger High Yield Strategies Fund Inc (NHS) as of Q3 2016, down from 51 in Q2 2016.
  • Funds reported $52.7M of Neuberger High Yield Strategies Fund Inc stock for Q3 2016, up 2.7% quarter-over-quarter.
  • 3 funds opened new Neuberger High Yield Strategies Fund Inc positions in Q3 2016 and 10 closed out, a net change of -7 holders.
  • The largest Neuberger High Yield Strategies Fund Inc buyer in Q3 2016 was Morgan Stanley, an estimated $2.88M added.
  • The largest Neuberger High Yield Strategies Fund Inc seller in Q3 2016 was MB Financial Bank - Trust Department, an estimated $2.02M sold.

Based on aggregated 13F filings for Q3 2016.