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NHS

Neuberger High Yield Strategies Fund Inc
NHS

45 hedge funds and large institutions have $56.4M invested in Neuberger High Yield Strategies Fund Inc in 2016 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $56.4M → $56.4M (-$11.7K)

1.35% less ownership

Funds ownership: 28.59% → 27.24% (-1.4%)

2% less funds holding

Funds holding: 46 → 45 (-1)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$2.9M
2
COLIM
City of London Investment Management
United Kingdom
+$773K
3
RCM
Robinson Capital Management
Michigan
+$602K
4
UBS Group
UBS Group
Switzerland
+$336K
5
M&T Bank
M&T Bank
New York
+$214K

Top Sellers

Rank Fund Capital Flow
1
MIG
Mariner Investment Group
New York
-$1.68M
2
LCM
Landscape Capital Management
New Jersey
-$1.42M
3
SCM
Saba Capital Management
New York
-$1.33M
4
Invesco
Invesco
Georgia
-$805K
5
WAM
Wolverine Asset Management
Illinois
-$631K
Name Holding Trade Value Shares
Change 		Change in
Stake
M&T Bank
26
M&T Bank
New York
$228K +$214K +21,500 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$164K +$154K +15,458 New
RJT
28
Raymond James Trust
Florida
$150K – – –
AIA
29
Allegis Investment Advisors
Idaho
$137K +$1.75K +176 +1%
OC
30
Oppenheimer & Co
New York
$129K +$14.9K +1,500 +14%
GWM
31
Geneos Wealth Management
Colorado
$124K +$117K +11,810 New
SI
32
SII Investments
Wisconsin
$116K +$111K +11,130 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$93K – – –
DLHL
34
Donald L. Hagan LLC
Florida
$49K +$45.9K +4,617 New
AIG
35
American International Group
New York
$42K – – –
US Bancorp
36
US Bancorp
Minnesota
$38K – – –
WA
37
WFG Advisors
Texas
$28K – – –
Deutsche Bank
38
Deutsche Bank
Germany
$20K +$19.5K +1,960 New
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$14K -$746 -75 -5%
CAL
40
Capital Analysts LLC
Pennsylvania
$11.3K +$10.6K +1,063 New
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$11K – – –
Creative Planning
42
Creative Planning
Kansas
$11K +$9.95K +1,000 +4,167%
HCM
43
Highlander Capital Management
New Jersey
$6K – – –
MFS
44
MSI Financial Services
Massachusetts
$1K -$30.2K -3,038 -97%
PCM
45
Penserra Capital Management
California
$2 -$169 -17 -8%
MIG
46
Mariner Investment Group
New York
– -$1.68M -166,046 Closed
SG Americas Securities
47
SG Americas Securities
New York
– -$460K -45,639 Closed
WAM
48
Weiss Asset Management
Massachusetts
– -$212K -20,963 Closed
CRC
49
Curi RMB Capital
Illinois
– -$189K -18,782 Closed
CA
50
Cornerstone Advisors
North Carolina
– -$102K -10,075 Closed
1
2
3

NHS Hedge Fund Activity: Q1 2016 in Review

45 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Neuberger High Yield Strategies Fund Inc (NHS) for Q1 2016, worth a combined $56.4M — down 0.02% from $56.4M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of NHS and 8 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 11 added.

The largest buyer was LPL Financial, adding an estimated $2.9M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $1.68M sold.

  • 45 institutional investors held Neuberger High Yield Strategies Fund Inc (NHS) as of Q1 2016, down from 46 in Q4 2015.
  • Funds reported $56.4M of Neuberger High Yield Strategies Fund Inc stock for Q1 2016, down 0.02% quarter-over-quarter.
  • 8 funds opened new Neuberger High Yield Strategies Fund Inc positions in Q1 2016 and 9 closed out, a net change of -1 holder.
  • The largest Neuberger High Yield Strategies Fund Inc buyer in Q1 2016 was LPL Financial, an estimated $2.9M added.
  • The largest Neuberger High Yield Strategies Fund Inc seller in Q1 2016 was Mariner Investment Group, an estimated $1.68M sold.

Based on aggregated 13F filings for Q1 2016.