NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

45 hedge funds and large institutions have $61.4M invested in Neuberger Berman High Yield Strategies Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$5.58M
2
WAM
2
Wolverine Asset Management
Illinois
$1.58M
3
CRC
3
Curi RMB Capital
Illinois
$586K
4
MIG
4
Mariner Investment Group
New York
$445K
5
COLIM
5
City of London Investment Management
United Kingdom
$6.03M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$180K
2
GC
2
Guggenheim Capital
Illinois
$5.14M
3
AAM
3
Advisors Asset Management
Colorado
$1.59M
4
BTS
4
BB&T Securities
Virginia
$0
5
DA
5
Doliver Advisors
Texas
$155K
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$208K -$5.52K -544 -3%
SFS
27
Shaker Financial Services
Virginia
$180K -$1.12M -110,380 -86%
WS
28
Wedbush Securities
California
$160K +$6.51K +640 +4%
DA
29
Doliver Advisors
Texas
$155K -$147K -14,453 -49%
RJT
30
Raymond James Trust
Florida
$144K +$144K +14,113 New
OC
31
Oppenheimer & Co
New York
$109K – – –
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$89K – – –
DLHL
33
Donald L. Hagan LLC
Florida
$47K +$47K +4,617 New
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$39K +$39K +3,868 New
BCM
35
Brookstone Capital Management
Illinois
$36K – – –
US Bancorp
36
US Bancorp
Minnesota
$36K – – –
AIG
37
American International Group
New York
$32K – – –
WA
38
WFG Advisors
Texas
$26K – – –
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$13K -$3.37K -320 -21%
KCPG
40
Kavar Capital Partners Group
Kansas
$10K – – –
TJHA
41
Thomas J. Herzfeld Advisors
Florida
$7K -$10.4K -1,043 -60%
AWM
42
AllSquare Wealth Management
New York
$7K – – –
HCM
43
Highlander Capital Management
New Jersey
$5K – – –
TRCT
44
Tower Research Capital (TRC)
New York
$1K -$1.26K -147 -56%
BTS
45
BB&T Securities
Virginia
– -$204K -17,377 Closed
PAM
46
Panagora Asset Management
Massachusetts
– -$138K -11,737 Closed
ECM
47
Estabrook Capital Management
New York
– -$35 -3 Closed
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