We are live on ! Find out more
NHS

Neuberger High Yield Strategies Fund Inc
NHS

43 hedge funds and large institutions have $60.5M invested in Neuberger High Yield Strategies Fund Inc in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 9

1.35% more ownership

Funds ownership: 22.64% → 23.99% (+1.4%)

1% less capital invested

Capital invested by funds: $61.3M → $60.5M (-$738K)

7% less funds holding

Funds holding: 46 → 43 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
43
Holders Change
-3
Holders Change %
-6.52%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
17
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$3.53M
2
CS
Credit Suisse
Switzerland
+$1.07M
3
AAM
Advisors Asset Management
Colorado
+$432K
4
PRCM
Pine River Capital Management
Minnesota
+$297K
5
Invesco
Invesco
Georgia
+$281K

Top Sellers

Rank Fund Capital Flow
1
EML
Eos Management LP
New York
-$983K
2
SG Americas Securities
SG Americas Securities
New York
-$680K
3
Morgan Stanley
Morgan Stanley
New York
-$372K
4
Wells Fargo
Wells Fargo
California
-$257K
5
RCM
Rivernorth Capital Management
Florida
-$201K
Name Holding Trade Value Shares
Change 		Change in
Stake
JMPWA
26
JP Morgan Private Wealth Advisors
California
$157K +$163K +12,157 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$154K +$348 +26 +0.2%
Ameriprise
28
Ameriprise
Minnesota
$125K – – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$81K +$67 +5 +0.1%
EAMA
30
EFG Asset Management (Americas)
Florida
$78K – – –
US Bancorp
31
US Bancorp
Minnesota
$48K – – –
Barclays
32
Barclays
United Kingdom
$43K – – –
WA
33
WFG Advisors
Texas
$34K – – –
AIG
34
American International Group
New York
$32K – – –
TJHA
35
Thomas J. Herzfeld Advisors
Florida
$23K – – –
NES
36
New England Securities
New York
$10K – – –
NFG
37
Next Financial Group
Texas
$9K +$9.38K +700 New
ECM
38
Estabrook Capital Management
New York
$8.61K – – –
HCM
39
Highlander Capital Management
New Jersey
$7.45K – – –
DADC
40
D.A. Davidson & Co
Montana
$5K – – –
GSC
41
Ground Swell Capital
South Carolina
$4K +$2.68K +200 +200%
SG Americas Securities
42
SG Americas Securities
New York
– -$680K -49,063 Closed
VKH
43
Virtu KCG Holdings
New York
– -$181K -13,053 Closed
LCM
44
Landscape Capital Management
New Jersey
– -$144K -10,401 Closed
BRWA
45
B. Riley Wealth Advisors
Florida
– -$39.6K -2,861 Closed
Creative Planning
46
Creative Planning
Kansas
– -$6.03K -450 -95%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
– -$4K -301 Closed
1
2

NHS Hedge Fund Activity: Q3 2014 in Review

43 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Neuberger High Yield Strategies Fund Inc (NHS) for Q3 2014, worth a combined $60.5M — down 1.2% from $61.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of NHS and 2 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 17 added.

The largest buyer was Saba Capital Management, adding an estimated $3.53M. The largest seller was Eos Management LP, cutting an estimated $983K.

  • 43 institutional investors held Neuberger High Yield Strategies Fund Inc (NHS) as of Q3 2014, down from 46 in Q2 2014.
  • Funds reported $60.5M of Neuberger High Yield Strategies Fund Inc stock for Q3 2014, down 1.2% quarter-over-quarter.
  • 2 funds opened new Neuberger High Yield Strategies Fund Inc positions in Q3 2014 and 5 closed out, a net change of -3 holders.
  • The largest Neuberger High Yield Strategies Fund Inc buyer in Q3 2014 was Saba Capital Management, an estimated $3.53M added.
  • The largest Neuberger High Yield Strategies Fund Inc seller in Q3 2014 was Eos Management LP, an estimated $983K sold.

Based on aggregated 13F filings for Q3 2014.