NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

43 hedge funds and large institutions have $60.5M invested in Neuberger Berman High Yield Strategies Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-3
Holders Change %
-6.52%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
17
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$14M
2
CS
Credit Suisse
Switzerland
$4.17M
3
AAM
Advisors Asset Management
Colorado
$4.38M
4
PRCM
Pine River Capital Management
Minnesota
$3.48M
5
Invesco
Invesco
Georgia
$5.05M

Top Sellers

1
EML
Eos Management LP
New York
$866K
2
SG Americas Securities
SG Americas Securities
New York
$0
3
Morgan Stanley
Morgan Stanley
New York
$1.74M
4
Wells Fargo
Wells Fargo
California
$313K
5
RCM
Rivernorth Capital Management
Florida
$1.82M
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMPWA
26
J.P. Morgan Private Wealth Advisors
California
$157K +$157K +12,157 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$154K +$337 +26 +0.2%
Ameriprise
28
Ameriprise
Minnesota
$125K – – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$81K +$65 +5 +0.1%
EAMA
30
EFG Asset Management (Americas)
Florida
$78K – – –
US Bancorp
31
US Bancorp
Minnesota
$48K – – –
Barclays
32
Barclays
United Kingdom
$43K – – –
WA
33
WFG Advisors
Texas
$34K – – –
AIG
34
American International Group
New York
$32K – – –
TJHA
35
Thomas J. Herzfeld Advisors
Florida
$23K – – –
NES
36
New England Securities
New York
$10K – – –
NFG
37
Next Financial Group
Texas
$9K +$9K +700 New
ECM
38
Estabrook Capital Management
New York
$8.61K – – –
HCM
39
Highlander Capital Management
New Jersey
$7.45K – – –
DADC
40
D.A. Davidson & Co
Montana
$5K – – –
GSC
41
Ground Swell Capital
South Carolina
$4K +$2.67K +200 +200%
SG Americas Securities
42
SG Americas Securities
New York
– -$680K -49,063 Closed
VKH
43
Virtu KCG Holdings
New York
– -$181K -13,053 Closed
LCM
44
Landscape Capital Management
New Jersey
– -$144K -10,401 Closed
BRWA
45
B. Riley Wealth Advisors
Florida
– -$39.6K -2,861 Closed
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
– -$4K -301 Closed
1
2