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NCO

NUVEEN CALIF MUN MKT OPPOR FD
NCO

Delisted

NCO was delisted on the 6th of June, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$2.84M +$35.8K +2,585 +1%
Invesco
2
Invesco
Georgia
$1.5M -$711K -51,401 -32%
MSL
3
Mackay Shields LLC
New York
$958K
AAM
4
Advisors Asset Management
Colorado
$489K -$58.9K -4,260 -11%
U
5
UBS
Switzerland
$389K +$100K +7,248 +34%
TC
6
TFS Capital
Pennsylvania
$306K +$313K +22,595 New
Morgan Stanley
7
Morgan Stanley
New York
$281K
Goldman Sachs
8
Goldman Sachs
New York
$237K
LPL Financial
9
LPL Financial
California
$142K -$20.7K -1,500 -13%
Bank of America
10
Bank of America
North Carolina
$76K -$28.2K -2,038 -27%
Creative Planning
11
Creative Planning
Kansas
$68K
Wells Fargo
12
Wells Fargo
California
$46K +$32.4K +2,342 +234%
AA
13
Apriem Advisors
California
$41K
Citigroup
14
Citigroup
New York
$31K +$24.9K +1,801 +360%
TFO
15
Tarbox Family Office
California
$7K +$6.92K +500 New
MA
16
MUFG Americas
New York
$5K -$166K -12,000 -97%
TRCT
17
Tower Research Capital (TRC)
New York
$5K +$5.56K +402 New
MBT
18
Montecito Bank & Trust
California
-$139K -10,000 Closed