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NCO

NUVEEN CALIF MUN MKT OPPOR FD
NCO

Delisted

NCO was delisted on the 6th of June, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
-$2.58M -181,339 Closed
MSL
2
Mackay Shields LLC
New York
-$1.36M -95,487 Closed
Invesco
3
Invesco
Georgia
-$1.31M -92,171 Closed
SIA
4
Sit Investment Associates
Minnesota
-$1.29M -90,654 Closed
AAM
5
Advisors Asset Management
Colorado
-$480K -33,682 Closed
U
6
UBS
Switzerland
-$413K -28,990 Closed
WAM
7
Weiss Asset Management
Massachusetts
-$330K -23,165 Closed
Morgan Stanley
8
Morgan Stanley
New York
-$299K -21,022 Closed
Goldman Sachs
9
Goldman Sachs
New York
-$252K -17,686 Closed
LPL Financial
10
LPL Financial
California
-$144K -10,105 Closed
Citigroup
11
Citigroup
New York
-$100K -7,023 Closed
Creative Planning
12
Creative Planning
Kansas
-$71K -5,000 Closed
SNT
13
Security National Trust
West Virginia
-$58K -4,050 Closed
LTFS
14
Ladenburg Thalmann Financial Services
Florida
-$56K -3,900 Closed
AA
15
Apriem Advisors
California
-$43K -3,000 Closed
Wells Fargo
16
Wells Fargo
California
-$28K -2,001 Closed
Bank of America
17
Bank of America
North Carolina
-$25K -1,762 Closed
GAM
18
Gemmer Asset Management
California
-$14K -1,000 Closed
TFO
19
Tarbox Family Office
California
-$7.33K -500 Closed
MA
20
MUFG Americas
New York
-$6K -400 Closed