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NCO
NUVEEN CALIF MUN MKT OPPOR FD
NCO
NCO
Delisted
NCO was delisted on the 6th of June, 2014.
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GC
1
Guggenheim Capital
Chicago,
Illinois
| $2.88M | -$193K | -14,153 | -6% |
|
2
Invesco
Atlanta,
Georgia
| $2.25M | +$130K | +9,500 | +6% |
|
|
MSL
3
Mackay Shields LLC
New York
| $983K | – | – | – |
|
|
AAM
4
Advisors Asset Management
Monument,
Colorado
| $561K | -$98.4K | -7,203 | -15% |
|
|
U
5
UBS
Zurich,
Switzerland
| $298K | +$271K | +19,827 | +1,234% |
|
6
Morgan Stanley
New York
| $288K | -$1.38K | -101 | -0.5% |
|
7
Goldman Sachs
New York
| $244K | +$239K | +17,513 | New |
|
|
MA
8
MUFG Americas
New York
| $173K | -$13.7K | -1,000 | -7% |
|
9
LPL Financial
San Diego,
California
| $165K | -$1.37K | -100 | -0.8% |
|
|
MBT
10
Montecito Bank & Trust
Santa Barbara,
California
| $139K | – | – | – |
|
11
Bank of America
Charlotte,
North Carolina
| $106K | +$71.4K | +5,227 | +218% |
|
12
Creative Planning
Overland Park,
Kansas
| $70K | +$68.3K | +5,000 | New |
|
|
AA
13
Apriem Advisors
Irvine,
California
| $42K | – | – | – |
|
14
Wells Fargo
San Francisco,
California
| $14K | – | – | – |
|
15
Citigroup
New York
| $7K | +$6.83K | +500 | New |
|
|
TRCT
16
Tower Research Capital (TRC)
New York
| – | -$1K | -100 | Closed |
|