TRCT
NCO

Tower Research Capital (TRC)’s NUVEEN CALIF MUN MKT OPPOR FD NCO Stock Holding History

Tower Research Capital (TRC)’s Portfolio NCO Stock Details NCO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-402
Closed -$5K – 5465
2013
Q4 		$5K Buy
+402
New +$5.56K ﹤0.01% 3611
2013
Q3 		– Sell
-100
Closed -$1K – 5198
2013
Q2 		$1K Buy
+100
New +$1.58K ﹤0.01% 3850

Other funds holding NCO

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
MSL
Mackay Shields LLC New York $2.73B AUM 2.13% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Tower Research Capital (TRC)'s NCO Position: Q1 2014 in Review

Tower Research Capital (TRC) sold out of NUVEEN CALIF MUN MKT OPPOR FD (NCO) in Q1 2014, closing a stake of 402 shares — an estimated $5K sold.

Tower Research Capital (TRC) first reported a position in NCO in Q2 2013 and held it in 2 quarters. The position peaked at $5K in Q4 2013. 21 funds tracked by Wall St. Rank hold NCO as of Q1 2014.

  • Tower Research Capital (TRC) reported no remaining NUVEEN CALIF MUN MKT OPPOR FD position as of Q1 2014 after selling out during the quarter.
  • Tower Research Capital (TRC) sold 402 NUVEEN CALIF MUN MKT OPPOR FD shares in Q1 2014, an estimated $5K.
  • Tower Research Capital (TRC) first reported a position in NUVEEN CALIF MUN MKT OPPOR FD in Q2 2013 and held it in 2 quarters.
  • Tower Research Capital (TRC)'s NUVEEN CALIF MUN MKT OPPOR FD position peaked at $5K in Q4 2013.
  • 21 funds tracked by Wall St. Rank held NUVEEN CALIF MUN MKT OPPOR FD as of Q1 2014.

Based on Tower Research Capital (TRC)'s 13F filing for Q1 2014, filed 2 May 2014.