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NCO

NUVEEN CALIF MUN MKT OPPOR FD
NCO

Delisted

NCO was delisted on the 6th of June, 2014.

17 hedge funds and large institutions have $7.42M invested in NUVEEN CALIF MUN MKT OPPOR FD in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

13% more funds holding

Funds holding: 1517 (+2)

10% less capital invested

Capital invested by funds: $8.22M → $7.42M (-$800K)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

Holders
17
Holders Change
+2
Holders Change %
+13.33%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$2.84M +$35.8K +2,585 +1%
Invesco
2
Invesco
Georgia
$1.5M -$711K -51,401 -32%
MSL
3
Mackay Shields LLC
New York
$958K
AAM
4
Advisors Asset Management
Colorado
$489K -$58.9K -4,260 -11%
U
5
UBS
Switzerland
$389K +$100K +7,248 +34%
TC
6
TFS Capital
Pennsylvania
$306K +$313K +22,595 New
Morgan Stanley
7
Morgan Stanley
New York
$281K
Goldman Sachs
8
Goldman Sachs
New York
$237K
LPL Financial
9
LPL Financial
California
$142K -$20.7K -1,500 -13%
Bank of America
10
Bank of America
North Carolina
$76K -$28.2K -2,038 -27%
Creative Planning
11
Creative Planning
Kansas
$68K
Wells Fargo
12
Wells Fargo
California
$46K +$32.4K +2,342 +234%
AA
13
Apriem Advisors
California
$41K
Citigroup
14
Citigroup
New York
$31K +$24.9K +1,801 +360%
TFO
15
Tarbox Family Office
California
$7K +$6.92K +500 New
MA
16
MUFG Americas
New York
$5K -$166K -12,000 -97%
TRCT
17
Tower Research Capital (TRC)
New York
$5K +$5.56K +402 New
MBT
18
Montecito Bank & Trust
California
-$139K -10,000 Closed

NCO Hedge Fund Activity: Q4 2013 in Review

17 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in NUVEEN CALIF MUN MKT OPPOR FD (NCO) for Q4 2013, worth a combined $7.42M — down 9.7% from $8.22M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new NCO positions and 1 closed out — a net gain of 2 holders — while 4 added to existing stakes and 5 trimmed.

The largest buyer was TFS Capital, opening a new position worth an estimated $313K. The largest seller was Invesco, cutting an estimated $711K.

  • 17 institutional investors held NUVEEN CALIF MUN MKT OPPOR FD (NCO) as of Q4 2013, up from 15 in Q3 2013.
  • Funds reported $7.42M of NUVEEN CALIF MUN MKT OPPOR FD stock for Q4 2013, down 9.7% quarter-over-quarter.
  • 3 funds opened new NUVEEN CALIF MUN MKT OPPOR FD positions in Q4 2013 and 1 closed out, a net change of +2 holders.
  • The largest NUVEEN CALIF MUN MKT OPPOR FD buyer in Q4 2013 was TFS Capital, an estimated $313K added.
  • The largest NUVEEN CALIF MUN MKT OPPOR FD seller in Q4 2013 was Invesco, an estimated $711K sold.

Based on aggregated 13F filings for Q4 2013.