NUVEEN CALIF MUN MKT OPPOR FD
NCO
NCO was delisted on the 6th of June, 2014.
15 hedge funds and large institutions have $8.22M invested in NUVEEN CALIF MUN MKT OPPOR FD in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
15% more funds holding
Funds holding: 13 → 15 (+2)
0% more capital invested
Capital invested by funds: $8.22M → $8.22M (+$4K)
40% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
+$271K |
| 2 |
Goldman Sachs
New York
|
+$239K |
| 3 |
Invesco
Atlanta,
Georgia
|
+$130K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$71.4K |
| 5 |
Creative Planning
Overland Park,
Kansas
|
+$68.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$193K |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$98.4K |
| 3 |
MA
MUFG Americas
New York
|
-$13.7K |
| 4 |
Morgan Stanley
New York
|
-$1.38K |
| 5 |
LPL Financial
San Diego,
California
|
-$1.37K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GC
1
Guggenheim Capital
Chicago,
Illinois
| $2.88M | -$193K | -14,153 | -6% |
|
|
2
Invesco
Atlanta,
Georgia
| $2.25M | +$130K | +9,500 | +6% |
|
|
MSL
3
Mackay Shields LLC
New York
| $983K | – | – | – |
|
|
AAM
4
Advisors Asset Management
Monument,
Colorado
| $561K | -$98.4K | -7,203 | -15% |
|
|
U
5
UBS
Zurich,
Switzerland
| $298K | +$271K | +19,827 | +1,234% |
|
|
6
Morgan Stanley
New York
| $288K | -$1.38K | -101 | -0.5% |
|
|
7
Goldman Sachs
New York
| $244K | +$239K | +17,513 | New |
|
|
MA
8
MUFG Americas
New York
| $173K | -$13.7K | -1,000 | -7% |
|
|
9
LPL Financial
San Diego,
California
| $165K | -$1.37K | -100 | -0.8% |
|
|
MBT
10
Montecito Bank & Trust
Santa Barbara,
California
| $139K | – | – | – |
|
|
11
Bank of America
Charlotte,
North Carolina
| $106K | +$71.4K | +5,227 | +218% |
|
|
12
Creative Planning
Overland Park,
Kansas
| $70K | +$68.3K | +5,000 | New |
|
|
AA
13
Apriem Advisors
Irvine,
California
| $42K | – | – | – |
|
14
Wells Fargo
San Francisco,
California
| $14K | – | – | – |
|
15
Citigroup
New York
| $7K | +$6.83K | +500 | New |
|
|
TRCT
16
Tower Research Capital (TRC)
New York
| – | -$1K | -100 | Closed |
|
NCO Hedge Fund Activity: Q3 2013 in Review
15 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in NUVEEN CALIF MUN MKT OPPOR FD (NCO) for Q3 2013, worth a combined $8.22M — up 0.05% from $8.22M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new NCO positions and 1 closed out — a net gain of 2 holders — while 3 added to existing stakes and 5 trimmed.
The largest buyer was UBS, adding an estimated $271K. The largest seller was Guggenheim Capital, cutting an estimated $193K.
- 15 institutional investors held NUVEEN CALIF MUN MKT OPPOR FD (NCO) as of Q3 2013, up from 13 in Q2 2013.
- Funds reported $8.22M of NUVEEN CALIF MUN MKT OPPOR FD stock for Q3 2013, up 0.05% quarter-over-quarter.
- 3 funds opened new NUVEEN CALIF MUN MKT OPPOR FD positions in Q3 2013 and 1 closed out, a net change of +2 holders.
- The largest NUVEEN CALIF MUN MKT OPPOR FD buyer in Q3 2013 was UBS, an estimated $271K added.
- The largest NUVEEN CALIF MUN MKT OPPOR FD seller in Q3 2013 was Guggenheim Capital, an estimated $193K sold.
Based on aggregated 13F filings for Q3 2013.