NCO
NUVEEN CALIF MUN MKT OPPOR FD
NCO
NCO
Delisted
NCO was delisted on the 6th of June, 2014.
15 hedge funds and large institutions have $8.22M invested in NUVEEN CALIF MUN MKT OPPOR FD in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 1 closing their positions.
New
Increased
Maintained
Reduced
Closed
Holders
15
Holders Change
+2
Holders Change %
+15.38%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
3
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–
Top Buyers
| 1 |
U
1
UBS
Zurich,
Switzerland
|
$298K |
| 2 |
2
Goldman Sachs
New York
|
$244K |
| 3 |
3
Invesco
Atlanta,
Georgia
|
$2.25M |
| 4 |
4
Bank of America
Charlotte,
North Carolina
|
$106K |
| 5 |
5
Creative Planning
Overland Park,
Kansas
|
$70K |
Top Sellers
| 1 |
GC
1
Guggenheim Capital
Chicago,
Illinois
|
$2.88M |
| 2 |
AAM
2
Advisors Asset Management
Monument,
Colorado
|
$561K |
| 3 |
MA
3
MUFG Americas
New York
|
$173K |
| 4 |
4
Morgan Stanley
New York
|
$288K |
| 5 |
5
LPL Financial
San Diego,
California
|
$165K |
| Name | Holding | Trade Value |
Shares Change |
Shares Change % |
|
|---|---|---|---|---|---|
|
GC
1
Guggenheim Capital
Chicago,
Illinois
| $2.88M | -$197K | -14,153 | -6% |
|
|
2
Invesco
Atlanta,
Georgia
| $2.25M | +$132K | +9,500 | +6% |
|
|
MSL
3
Mackay Shields LLC
New York
| $983K | – | – | – |
|
|
AAM
4
Advisors Asset Management
Monument,
Colorado
| $561K | -$100K | -7,203 | -15% |
|
|
U
5
UBS
Zurich,
Switzerland
| $298K | +$276K | +19,827 | +1,234% |
|
|
6
Morgan Stanley
New York
| $288K | -$1.4K | -101 | -0.5% |
|
|
7
Goldman Sachs
New York
| $244K | +$244K | +17,513 | New |
|
|
MA
8
MUFG Americas
New York
| $173K | -$14K | -1,000 | -7% |
|
|
9
LPL Financial
San Diego,
California
| $165K | -$1.38K | -100 | -0.8% |
|
|
MBT
10
Montecito Bank & Trust
Santa Barbara,
California
| $139K | – | – | – |
|
|
11
Bank of America
Charlotte,
North Carolina
| $106K | +$72.6K | +5,227 | +218% |
|
|
12
Creative Planning
Overland Park,
Kansas
| $70K | +$70K | +5,000 | New |
|
|
AA
13
Apriem Advisors
Irvine,
California
| $42K | – | – | – |
|
14
Wells Fargo
San Francisco,
California
| $14K | – | – | – |
|
15
Citigroup
New York
| $7K | +$7K | +500 | New |
|
|
TRCT
16
Tower Research Capital (TRC)
New York
| – | -$1K | -100 | Closed |
|