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NCO

NUVEEN CALIF MUN MKT OPPOR FD
NCO

Delisted

NCO was delisted on the 6th of June, 2014.

21 hedge funds and large institutions have $8.87M invested in NUVEEN CALIF MUN MKT OPPOR FD in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

24% more funds holding

Funds holding: 1721 (+4)

19% more capital invested

Capital invested by funds: $7.42M → $8.87M (+$1.45M)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
21
Holders Change
+4
Holders Change %
+23.53%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$2.58M -$400K -28,299 -13%
MSL
2
Mackay Shields LLC
New York
$1.36M +$350K +24,806 +35%
Invesco
3
Invesco
Georgia
$1.31M -$261K -18,474 -17%
SIA
4
Sit Investment Associates
Minnesota
$1.29M +$1.28M +90,654 New
AAM
5
Advisors Asset Management
Colorado
$480K -$33.8K -2,392 -7%
U
6
UBS
Switzerland
$413K +$4.35K +308 +1%
WAM
7
Weiss Asset Management
Massachusetts
$330K +$327K +23,165 New
Morgan Stanley
8
Morgan Stanley
New York
$299K +$3.64K +258 +1%
Goldman Sachs
9
Goldman Sachs
New York
$252K +$2.44K +173 +1%
LPL Financial
10
LPL Financial
California
$144K -$5.1K -361 -3%
Citigroup
11
Citigroup
New York
$100K +$66.7K +4,722 +205%
Creative Planning
12
Creative Planning
Kansas
$71K
SNT
13
Security National Trust
West Virginia
$58K +$57.2K +4,050 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$56K +$55.1K +3,900 New
AA
15
Apriem Advisors
California
$43K
Wells Fargo
16
Wells Fargo
California
$28K -$18.9K -1,341 -40%
Bank of America
17
Bank of America
North Carolina
$25K -$54.1K -3,829 -68%
GAM
18
Gemmer Asset Management
California
$14K +$14.1K +1,000 New
TFO
19
Tarbox Family Office
California
$7K
MA
20
MUFG Americas
New York
$6K
TC
21
TFS Capital
Pennsylvania
-$306K -22,595 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$5K -402 Closed
WAM
23
Wolverine Asset Management
Illinois
+$678 +48 New

NCO Hedge Fund Activity: Q1 2014 in Review

21 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in NUVEEN CALIF MUN MKT OPPOR FD (NCO) for Q1 2014, worth a combined $8.87M — up 19% from $7.42M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new NCO positions and 2 closed out — a net gain of 4 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $1.28M. The largest seller was Guggenheim Capital, cutting an estimated $400K.

  • 21 institutional investors held NUVEEN CALIF MUN MKT OPPOR FD (NCO) as of Q1 2014, up from 17 in Q4 2013.
  • Funds reported $8.87M of NUVEEN CALIF MUN MKT OPPOR FD stock for Q1 2014, up 19% quarter-over-quarter.
  • 6 funds opened new NUVEEN CALIF MUN MKT OPPOR FD positions in Q1 2014 and 2 closed out, a net change of +4 holders.
  • The largest NUVEEN CALIF MUN MKT OPPOR FD buyer in Q1 2014 was Sit Investment Associates, an estimated $1.28M added.
  • The largest NUVEEN CALIF MUN MKT OPPOR FD seller in Q1 2014 was Guggenheim Capital, an estimated $400K sold.

Based on aggregated 13F filings for Q1 2014.