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NCO
NUVEEN CALIF MUN MKT OPPOR FD
NCO
NCO
Delisted
NCO was delisted on the 6th of June, 2014.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
GC
1
Guggenheim Capital
Chicago,
Illinois
| $3.26M | +$3.49M | +221,206 | New |
|
| 2 |
2
Invesco
Atlanta,
Georgia
| $2.26M | +$2.41M | +152,546 | New |
|
| 3 |
MSL
3
Mackay Shields LLC
New York
| $1.04M | +$1.12M | +70,681 | New |
|
| 4 |
AAM
4
Advisors Asset Management
Monument,
Colorado
| $700K | +$751K | +47,537 | New |
|
| 5 |
5
Morgan Stanley
New York
| $309K | +$329K | +20,865 | New |
|
| 6 |
MA
6
MUFG Americas
New York
| $199K | +$212K | +13,400 | New |
|
| 7 |
7
LPL Financial
San Diego,
California
| $179K | +$190K | +12,066 | New |
|
| 8 |
MBT
8
Montecito Bank & Trust
Santa Barbara,
California
| $148K | +$158K | +10,000 | New |
|
| 9 |
AA
9
Apriem Advisors
Irvine,
California
| $45K | +$47.4K | +3,000 | New |
|
| 10 |
10
Bank of America
Charlotte,
North Carolina
| $36K | +$37.9K | +2,402 | New |
|
| 11 |
U
11
UBS
Zurich,
Switzerland
| $24K | +$25.4K | +1,607 | New |
|
| 12 |
12
Wells Fargo
San Francisco,
California
| $15K | +$15.8K | +1,000 | New |
|
| 13 |
TRCT
13
Tower Research Capital (TRC)
New York
| $1K | +$1.58K | +100 | New |
|