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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFGSD
51
Compass Financial Group (South Dakota)
South Dakota
$208K
Cerity Partners
52
Cerity Partners
New York
$206K +$212K +13,894 New
MSFS
53
Main Street Financial Solutions
Pennsylvania
$204K +$2.38K +156 +1%
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
$193K -$46.4K -3,032 -19%
NW
55
NewEdge Wealth
Pennsylvania
$171K
WAM
56
Wolverine Asset Management
Illinois
$165K -$1.18M -77,072 -87%
RC
57
Rareview Capital
Nevada
$159K +$165K +10,767 New
FIT
58
Financially in Tune
Massachusetts
$155K
OC
59
Oppenheimer & Co
New York
$152K +$156K +10,208 New
PPW
60
Pasadena Private Wealth
California
$149K
AAP
61
Arax Advisory Partners
Colorado
$132K -$91.7K -6,000 -40%
HI
62
Harbour Investments
Wisconsin
$70.1K +$72.2K +4,720 New
CA
63
CoreCap Advisors
Michigan
$58.1K
PF
64
PlanVest Financial
Maryland
$57.9K +$59.6K +3,900 New
Fifth Third Bancorp
65
Fifth Third Bancorp
Ohio
$54.2K +$55.8K +3,647 New
KFA
66
Kelleher Financial Advisors
New York
$13.7K
SWIM
67
Smallwood Wealth Investment Management
New Jersey
$11.1K
FIA
68
FNY Investment Advisers
New York
$8K
FFA
69
Farther Finance Advisors
California
$7.45K
HNB
70
Huntington National Bank
Ohio
$2.47K
MWPCG
71
Measured Wealth Private Client Group
New Hampshire
$208
Pathstone Holdings
72
Pathstone Holdings
New Jersey
-$1.04M -69,607 Closed
Balyasny Asset Management
73
Balyasny Asset Management
Illinois
-$931K -62,636 Closed
Millennium Management
74
Millennium Management
New York
-$388K -26,081 Closed
Jane Street
75
Jane Street
New York
-$328K -22,064 Closed